 |
|
| If you can't view the Datasheet, Please click here to try to view without PDF Reader . |
|
|
|
| If you can't view the Datasheet, Please click here to try to view without PDF Reader . |
|
|
| Datasheet File OCR Text: |
| 6.aeiaeeii6.aeiaeei *HQHUDO 'HVFULSWLRQ '$7$ 6+((7 $8*867 iaaae 5HYLVLRQ iii 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW 7KH 0XOWL5DWH '6/ 'DWD 3XPS LV D FRPSOHWHn YDULDEOH UDWH WUDQVFHLYHU WKDW SURYLGHV IXOO GXSOH[ FRPPXQLFDWLRQ RQ WZR ZLUHV XVLQJ HFKRFDQFHOOHUZLWKK\EULG DQG e%i4 OLQH FRGLQJ WHFKQRORJ\i ,W SURYLGHV V\PPHWULFDO OLQH UDWHV IURP eaee WR aeae NESVi 3HUIRUPDQFH VSHFLILFDWLRQV DUH GHILQHG DW WKH eaeen eiin eea DQG aeae NESV GDWD UDWHV ZKLFK SURYLGH D SD\ORDG RI en cn a RU ie ce NESV FKDQQHOV ZLWK D ic NESV RYHUKHDG FKDQQHOi 7KH 0'6/ 'DWD 3XPS DOVR VXSSRUWV DSSOLFDWLRQV ZKHUH WKH SD\ORDG LV XQFKDQQHO OL]HGi 7KH 0'6/ 'DWD 3XPS FKLS VHW FRQVLVWV RI WZR GHYLFHVa 6.aeiaeei 0'6/ 'LJLWDO 6LJQDO 3URFHVVRU o0'63o 6.aeiaeei ,QWHJUDWHG $QDORJ )URQW(QG o,$)(o 7KH ,$)( LV D IXOO\ LQWHJUDWHG &026 DQDORJ IURQWHQG ,& ZKLFK LQFOXGHV WUDQVPLWWHU OLQH GULYHUVn ILOWHUVn DQG e%i4 HQFRGLQJ IXQFWLRQV DORQJ ZLWK WKH UHFHLYHU K\EULGn $*&n $i' FRQYHUWHU PRGXODWRU DQG 9&;2 IXQFWLRQVi 7KH 0'63 LQFRUSRUDWHV DOO GLJLWDO VLJQDO SURFHVVLQJ UHTXLUHG IRU $i' FRQYHUVLRQn HFKRFDQFHOODWLRQn GDWD VFUDPEOLQJ DQG DGDSWLYH HTXDOL]DWLRQ DV ZHOO DV WUDQVFHLYHU DFWLYDWLRQ VWDWH PDFKLQH FRQWUROi )HDWXUHV )XOO\ LQWHJUDWHGn eFKLS WUDQVFHLYHU IRU LQWHUIDFLQJ WR WZLVWHGSDLU OLQHV DW eaee WR aeae NESV ,QWHJUDWHG OLQH GULYHUVn ILOWHUV DQG K\EULG FLUFXLWV UH GXFH WKH QXPEHU RI H[WHUQDO FRPSRQHQWV UHTXLUHG 6HOIFRQWDLQHG DFWLYDWLRQiVWDUWXS FRQWURO HOLPLQDWHV DQ H[WHUQDO PLFURSURFHVVRU LQ PDQ\ DSSOLFDWLRQV 3DUDOOHO LQWHUIDFH IRU SURFHVVRU FRQWURO RU PRQLWRULQJ 3URJUDPPDEOH IRU HLWKHU OLQN PDVWHU RU VODYH RSHUDWLRQ 6LQJOH oe9 VXSSO\ 7\SLFDO SRZHU GLVVLSDWLRQ OHVV WKDQ eii P:JRRG IRU DSSOLFDWLRQV ZLWK UHPRWH SRZHU IHHGLQJ 6XSSRUWV WUDQVSDUHQW UHSHDWHU DSSOLFDWLRQV ZLWKRXW DQ H[WHUQDO SURFHVVRU RU JOXHORJLF 6XSSRUWV SURFHVVRU GLUHFWHG UDWH VHOHFWLRQ GULYHQ E\ UH FHLYH VLJQDO OHYHO DQG QRLVH PDUJLQ &RQWLQXRXVO\ DGDSWLYH HFKR FDQFHOOHU DQG HTXDOL]HUV PDLQWDLQ H[FHOOHQW WUDQVPLVVLRQ SHUIRUPDQFH ZLWK FKDQJLQJ QRLVH DQG OLQH FKDUDFWHULVWLFV 7\SLFDO QRLVHIUHH WUDQVPLVVLRQ UDQJHa aeae NESV iaeii NIW oeie NPo RQ uee $:* oiie PPo FDEOH ieia NIW oeia NPo RQ uec $:* oiie PPo FDEOH eaee NESV ee NIW ociae NPo RQ uee $:* oiie PPo FDEOH ic NIW oeia NPo RQ uec $:* oiie PPo FDEOH i e e e e c a a ii ii ie ie ie ie $SSOLFDWLRQV +LJK VSHHG UHVLGHQWLDO ,QWHUQHW DFFHVV ([WHQGHG 5DQJH IUDFWLRQDO 7ii(i WUDQVSRUW en cn a RU ieFKDQQHO GLJLWDO SDLUJDLQ :LUHOHVV EDVH VWDWLRQ WR VZLWFK DFFHVV :$1 DFFHVV IRU /$1 URXWHUV 0XOWL5DWH '6/ 'DWD 3XPS %ORFN 'LDJUDP 0'63 6/$9(B&. 7'$7$ 7)3 5'$7$ 5)3 %,7B&. 02'( $&7,9( 0675B&. '$7$ $''5 &75/ 5;B&. 6(5B&7/ ,$)( 7;B&. 76*1 70$* %DFN (QG 6FUDPEOHU &RQWURO /RJLF ')( 'HFLVLRQ &LUFXLW $FWLYDWLRQ &RQWURO ))( '$*& $*& 7DS (FKR &DQFHOOHU e%i4 (QFRGHU 7[ )LOWHU /LQH 'ULYHU 77,3 75,1* 95() $i' 0RGXODWRU $'i $'i 3KDVH 'HWHFWRU $*&B6(7 9&2B&. L1 R 'HFL PDWLRQ )LOWHU 57,3 %5,1* 55,1* %7,3 ;, ;2 93// $*& 9&2 6HULDO ,i) 7R 9DULRXV %ORFNV aeae 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW )LJXUH ia 6.aeiaeei ,$)( 3LQ /RFDWLRQV 6(5B&7/ $*&B6(7 5;B&. 7;B&. 70$* 7KH ,$)( LV SDFNDJHG LQ D eaSLQ 3/&&i )LJXUH i VKRZV WKH ,$)( SLQ ORFDWLRQVi 7DEOH i OLVWV VLJQDO GHVFULSWLRQV IRU HDFK SLQn H[FHSW SLQV ia DQG ian ZKLFK DUH QRW FRQQHFWHGi 7KH 0'63 GHYLFH LV SDFNDJHG LQ D eeSLQ 3/&&i )LJXUH e VKRZV 0'63 SLQ GHVLJQDWLRQVi 7DEOH e OLVWV VLJQDO GHVFULS WLRQV IRU HDFK SLQi e 9&2B&. '*1' ;2 ;, 93// 3*1' ,%,$6 e c ae a a ii ii e $'i e $'i 3,1 $66,*10(176 $1' 6,*1$/ '(6&5,37,216 i ea eae ec ee ee ee ee ei ei ia 76*1 '9&& 79&& 75,1* 77,3 7*1' QiF ,$)( 6.aeiaeei ie ie ie ie ic iae ia 5*1' %7,3 55,1* %5,1* 59&& 57,3 QiF 7DEOH ia 6.aeiaeei ,$)( 3LQ $VVLJQPHQWVi6LJQDO 'HVFULSWLRQV *URXS /LQH 3LQ u ie ie ic iae ei ee 3// ae a a 3RZHU ii ie ee ee c ie ei 6\PERO 57,3 55,1* %7,3 %5,1* 77,3 75,1* ;2 ;, 93// 3*1' 59&& 79&& '9&& '*1' 5*1' 7*1' ,i2i $, $, $, $, $2 $2 $2 $, $2 6 6 6 6 6 6 6 &U\VWDO 2VFLOODWRU ,QSXW DQG 2XWSXWi &RQQHFW D SXOODEOH FU\VWDO ZKRVH IUHTXHQF\ LV ee WLPHV WKH ELW UDWH EHWZHHQ WKHVH WZR SLQVi 5HIHU WR WKH $SSOLFDWLRQV 6HFWLRQ IRU FU\VWDO VSHFLILFDWLRQVi 3// &RQWURO 9ROWDJHi &RQWURO VLJQDO IRU WKH 9&;2i 3// *URXQGi i 9i 5HFHLYH 3RZHU VXSSO\i oe 9 o` eooi 7UDQVPLW 3RZHU VXSSO\i oe 9 o` eooi 'LJLWDO 3RZHU 6XSSO\i oe 9 o` eooi '9&& *URXQGi i 9i 59&& *URXQGi i 9i 79&& *URXQGi i 9i 'LJLWDO ,QSXWi2XWSXWa $, $QDORJ ,QSXWa $2 $QDORJ 2XWSXWa 'HVFULSWLRQ 5HFHLYH 7LS DQG 5LQJi 5HFHLYHU GLIIHUHQWLDO LQSXWVi 5HFHLYH %DODQFH 7LS DQG 5LQJi 5HFHLYHU K\EULG EDODQFH LQSXWVi 7UDQVPLW 7LS DQG 5LQJi /LQH GULYHU RXWSXWVi ii ,i2 FROXPQ HQWULHVa ', 'LJLWDO ,QSXWa '2 $,i2 $QDORJ ,QSXWi2XWSXWa 6 6XSSO\i 'LJLWDO 2XWSXWa ',i2 aeae L1 3LQ $VVLJQPHQWV DQG 6LJQDO 'HVFULSWLRQV 7DEOH ia 6.aeiaeei ,$)( 3LQ $VVLJQPHQWVi6LJQDO 'HVFULSWLRQV FRQWLQXHG *URXS &ORFN DQG &RQWURO 3LQ u e e e eae 'DWD ,QSXW DQG 2XWSXW ea i e ee ec $QDORJ ,QSXW ii 6\PERO 5;B&. 6(5B&7/ 9&2B&. 7;B&. $*&B6(7 $'i $'i 76*1 70$* ,%,$6 ,i2i ', ', '2 ', '2 '2 '2 ', ', $, 'HVFULSWLRQ 5HFHLYH %DXG 5DWH &ORFN ,QSXWi 6HULDO &RQWURO ,QSXWi 0'6/ 5HIHUHQFH &ORFN 2XWSXWi 8VHG DV WKH UHFHLYH WLPLQJ UHIHUHQFH IRU WKH 0'63i 7UDQVPLW 6\PERO &ORFN ,QSXWi $*& $GMXVW 2XWSXWi $WR' &RQYHUWHU 'DWD /LQH ii $WR' &RQYHUWHU 'DWD /LQH ii 7UDQVPLW 4XDW 6LJQ ,QSXWi 7UDQVPLW 4XDW 0DJQLWXGHi ,QSXW %LDVi 7KLV LQSXW VHWV LQWHUQDO ELDV FXUUHQWVi 'LJLWDO ,QSXWi2XWSXWa $, $QDORJ ,QSXWa $2 $QDORJ 2XWSXWa ii ,i2 FROXPQ HQWULHVa ', 'LJLWDO ,QSXWa '2 $,i2 $QDORJ ,QSXWi2XWSXWa 6 6XSSO\i 'LJLWDO 2XWSXWa ',i2 )LJXUH ea 6.aeiaeei 0'63 3LQ $VVLJQPHQWV $''5io$&75(4o $''5eo/223,'o $''5io48,(7o 'co5&/.8o 'aeo7;767o 'eo%(/%o c 5)3 5'$7$ $''5eo$&791*o 5'$7$B67 7'$7$ 7)3 0675B&. 6/$9(B&. &.B(1 02'( %,7B&. ae a a ii ii ie ie ie ie ic iae e e e e i ee ee ee ei ei ea ea eae ec ee ee ee ee ei ei ea 'eo5375o 'eo,/07o 'io'($&797'o 'io/26o 5($' :5,7( &+,36(/ ,17o705B(;3o 7(67 $&7,9( QiF 0'63 6.aeiaeei ia ia ei 5(6(7 9&2B&. 6(5B&7/ ei ee ee ee ee ec eae ea $'i $'i $*&B6(7 70$* 76*1 5;B&. 7;B&. *1'e 127(a 3LQ )XQFWLRQV LQ +DUGZDUH &RQWURO 0RGH DUH VKRZQ LQ SDUHQWKHVHVi aeae L1 'eo)(/%o *1'e *1'i 9&&i 9&&e 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW 7DEOH ea *URXS 3RZHU 6.aeiaeei 0'63 3LQ $VVLJQPHQWVi6LJQDO 'HVFULSWLRQV 3LQ u i ee e e ea 0LVF ea ei ia 8VHU 3RUW ii 6\PERO 9&&i 9&&e *1'i *1'e *1'e n/c TEST RESET 5'$7$B67 ,i2e 6 6 6 6 6 ',i ',i '2 'HVFULSWLRQ /RJLF 3RZHU 6XSSO\i o5HIHU WR 7DEOH eaeo ,i2 3RZHU 6XSSO\i oe 9 o` eooi *URXQG ii i 9i *URXQG ei i 9i *URXQG ei i 9i 1R LQWHUQDO FRQQHFWLRQi 7HVWi 5HVHUYHG IRU IDFWRU\ WHVWLQJi 7LH +LJK IRU QRUPDO RSHUDWLRQi 5HVHWi 3XOVH /RZ WR LQLWLDOL]H LQWHUQDO FLUFXLWVi 5HFHLYH 'DWD 6WUREHi 5'$7$B67 JRHV +LJK IRU ia FRQVHFXWLYH %,7B&. SHULRGV WR LQGLFDWH IRXU VWXIILQJ ELWV oEeaeie eaeico DQG ie IUDPH ELWV oEiieo RQ 5'$7$i 0RGH 6HOHFWi :KHQ 02'( LV +LJKn WKH 'DWD 3XPS RSHUDWHV LQ 0DVWHU PRGH VR WKDW LW LV WKH OLQN WLPLQJ VRXUFH DQG LQLWLDWHV DFWLYDWLRQi :KHQ 02'( LV /RZn WKH 'DWD 3XPS RSHUDWHV LQ 6ODYH PRGHi 7LHG WR LQWHUQDO SXOOXS GHYLFHi 7KH 0'63 PXVW EH UHVHW DIWHU WKH 02'( LV FKDQJHGi %LW 5DWH &ORFNi 7KLV FORFN WUDQVIHUV GDWD LQWR DQG RXW RI WKH 0'6/ GDWD LQWHUIDFH DW WKH ELW UDWHi 0675B&. LV WKH VRXUFH RI %,7B&. LQ 0DVWHU 0RGHi 9&2B&. LV WKH VRXUFH RI %,7B&. LQ 6ODYH 0RGHi /LQN $FWLYH ,QGLFDWRUi ACTIVE JRHV /RZ XSRQ WKH UHFHLSW RI WZR FRQ VHFXWLYH IUDPH V\QF ZRUGVi ACTIVE JRHV +LJK ZKHQ WKH IUDPH V\QF ZRUG LV QRW GHWHFWHG LQ VL[ FRQVHFXWLYH IUDPHVi 0'6/ 5HFHLYH 'DWD 2XWSXWi :KHQ ACTIVE LV /RZn WKH UHFHLYH GDWD LQFOXGLQJ IUDPH V\QF DQG VWXII ELWV DUH RXWSXW RQ 5'$7$i 5'$7$ LV +LJK ZKHQ ACTIVE LV +LJKi 5HFHLYH )UDPH 3XOVHi /RZ IRU RQH %,7B&. F\FOH GXULQJ WKH ODVW ELW RI WKH FXUUHQW 0'6/ UHFHLYH IUDPH RQ 5'$7$n HLWKHU Eeaeie RU Eeaeici 5)3 LV YDOLG ZKHQ ACTIVE LV /RZi 0'6/ 7UDQVPLW 'DWD 6WUHDPi :KHQ ACTIVE LV /RZn WKH 'DWD 3XPS VDPSOHV GDWD RQ 7'$7$ H[FHSW GXULQJ IUDPH V\QF DQG VWXII ELWVi 7UDQVPLW )UDPH 3XOVHi 7)3 VKRXOG EH /RZ IRU RQH %,7B&. F\FOH WKH GXULQJ ODVW ELW RI WKH FXUUHQW 0'6/ IUDPH RQ 7'$7$i ,I 7)3 LV SXOOHG /RZ DQG LV /RZ DJDLQ WKUHH %,7B&. F\FOHV ODWHUn 5'$7$n 5)3n 5'$7$B67n %,7B&.n &.B(1n DQG ACTIVE ZLOO WULVWDWH XQWLO WKH GHYLFH LV UHVHWi 7LHG WR DQ LQWHUQDO SXOOXS GHYLFHi ic 02'( ', iae %,7B&. '2 ei ACTIVE '2 a 5'$7$ '2 ae 5)3 '2 ii ie 7'$7$ 7)3 ',i ',i ii 7KLV LQSXW LV D 6FKPLGW 7ULJJHUHG FLUFXLW DQG LQFOXGHV DQ LQWHUQDO SXOOXS GHYLFHi ei 7KH SHULRG LV eeei RU eeee EDXG WLPHVi ei 7KLV LQSXW LV D 6FKPLGW 7ULJJHUHG FLUFXLW DQG LQFOXGHV DQ LQWHUQDO SXOOGRZQ GHYLFHi ei ,i2 FROXPQ HQWULHVa ', 'LJLWDO ,QSXWa '2 'LJLWDO 2XWSXWa ',i2 'LJLWDO ,QSXWi2XWSXWa $, $,i2 $QDORJ ,QSXWi2XWSXWa 6 6XSSO\i $QDORJ ,QSXWa $2 $QDORJ 2XWSXWa aeac L1 3LQ $VVLJQPHQWV DQG 6LJQDO 'HVFULSWLRQV 7DEOH ea *URXS +DUGZDUH ,QWHUIDFH o+DUGZDUH &RQWURO 0RGHo 6.aeiaeei 0'63 3LQ $VVLJQPHQWVi6LJQDO 'HVFULSWLRQV FRQWLQXHG 3LQ u e e 6\PERO 48,(7 $&75(4 ,i2e ',e ',e 'HVFULSWLRQ 4XLHW 0RGH (QDEOHi 6HW +LJK WR IRUFH WKH 0'63 LQWR WKH 'HDFWLYDWHG 6WDWHi 6HW /RZ WR HQDEOH DFWLYDWLRQ UHTXHVWV oVHH $&75(4oi $FWLYDWLRQ 5HTXHVW o0DVWHU PRGHo oQR IXQFWLRQ LQ 6ODYH PRGHoi 7LH WKLV SLQ /RZ LQ 6ODYH PRGHi :KHQ 48,(7 LV /RZn D ULVLQJ HGJH RQ WKLV SLQ LQLWLDWHV DFWLYDWLRQi 7KH VLJQDO LV LJQRUHG DIWHU DFWLYDWLRQ oVHH 48,(7oi c /223,' ',ei2 /RRS 1XPEHU ,QSXW o0DVWHU PRGHo RU /RRS 1XPEHU ,QGLFDWRU o6ODYH PRGHoi 7KLV LQGLFDWRU LV WUDQVPLWWHG IURP WKH OLQN 0DVWHU WR WKH VODYH DQG FDQ EH XVHG IRU ORRS LGHQWLILFDWLRQ LQ V\VWHPV WKDW PXOWLSOH[ GDWD RQWR PXOWLSOH 0'6/ OLQHVi ,Q 6ODYH PRGH /223,' LV YDOLG RQO\ ZKHQ ACTIVE LV /RZi '2 '2 ',e ',e ',e '2 $FWLYDWLQJ 6WDWH ,QGLFDWLRQi $&791* JRHV +LJK ZKHQ WKH 0'63 LV LQ WKH $FWLYDWLQJ 6WDWHi 7LPHU ([SLUDWLRQ ,QGLFDWRUi 705B(;3 JRHV +LJK WR LQGLFDWH WKH H[SL UDWLRQ RI WKH DFWLYDWLRQ WLPHUi &KLS 6HOHFW :ULWH 3XOVH 5HDG 3XOVH $VVHUW WKHVH WKUHH SLQV /RZ WR DFWLYDWH +DUGZDUH &RQWURO 0RGHi :KHQ DQ\ RI WKHP LV +LJKn WKH 0'63 UHYHUWV LPPHGLDWHO\ WR 6RIWZDUH &RQWURO 0RGHi a ee ee ee ee ec $&791* 705B(;3 CHIPSEL WRITE READ /26 o0DVWHUo /RVV RI 6LJQDO ,QGLFDWRUi ,Q 0DVWHU PRGHn /26 JRHV +LJK ZKHQ WKH 'DWD 3XPS HQWHUV WKH ,QDFWLYH 6WDWHi :KHQ WKH 'DWD 3XPS UHDFKHV WKH 'HDFWL YDWHG 6WDWH IURP $FWLYHi RU $FWLYHen LW VWDUWV WKH /RVV RI 6LJQDO o/26o WLPHU DIWHU 6ODYH WUDQVPLVVLRQ VWRSVi :KHQ WKH /26 WLPHU H[SLUHVn WKH 'DWD 3XPS JRHV WR WKH ,QDFWLYH 6WDWHi :KHQ WKH 'DWD 3XPS WUDQVLWLRQV IURP WKH $FWLYDWLQJ 6WDWH GLUHFWO\ WR WKH 'HDFWLYDWHG 6WDWHn LW PD\ LPPH GLDWHO\ HQWHU WKH ,QDFWLYH 6WDWH ZLWKRXW ZDLWLQJ IRU 6ODYH WUDQVPLVVLRQ WR FHDVHi o6HH )LJXUH aio /RVV RI 6LJQDO ,QGLFDWRUi ,Q 6ODYH PRGHn /26 JRHV +LJK LPPHGLDWHO\ ZKHQ ORVV RI VLJQDO HQHUJ\ LV GHWHFWHG DQG WKH GDWD SXPS HQWHUV WKH ,QDF WLYH 6WDWHi o6HH )LJXUH iiio 'HDFWLYDWLRQ ,QGLFDWRUi '($&797' JRHV +LJK ZKHQ WKH 'HDFWLYDWLRQ WLPHU H[SLUHV DQG WKH GDWD SXPS JRHV IURP WKH 3HQGLQJ 'HDFWLYDWLRQ VWDWH WR WKH 'HDFWLYDWHG VWDWHi ,QVHUWLRQ /RVV 0HDVXUHPHQW 7HVWi 6HW +LJK WR WUDQVPLW D IUDPHG / VFUDPEOHGn |DOO iVn e%i4 SXOVH VHTXHQFHi 3XOVH VHTXHQFH ZLOO KDYH D YDOLG V\QF ZRUGi ,Q WKH 6ODYH FRQILJXUDWLRQn ZKHQ WKH ,/07 PRGH LV VHOHFWHGn WKH 'DWD 3XPS PD\ EHJLQ DFWLYDWLRQi 5HSHDWHU 0RGH (QDEOHi :KHQ LQ 0DVWHU PRGHn VHWWLQJ 5375 +LJK FRQ ILJXUHV WKH GDWD SXPS WR GHULYH WLPLQJ IURP WKH 0675B&. RXWSXW RI DQ DGMDFHQW GHYLFH IRU WUDQVSDUHQW UHSHDWHU DSSOLFDWLRQVi 7KH %,7B&. RXWSXW SKDVH LV DOLJQHG WR WKH 7)3 LQSXW SXOVH ZLGWKi 5375 LV LJQRUHG LQ 6ODYH PRGHi /26 o6ODYHo eae '($&797' '2 '2 ea ,/07 ',i ea 5375 ',i ii 7KLV LQSXW LV D 6FKPLGW 7ULJJHUHG FLUFXLW DQG LQFOXGHV DQ LQWHUQDO SXOOXS GHYLFHi ei 7KH SHULRG LV eeei RU eeee EDXG WLPHVi ei 7KLV LQSXW LV D 6FKPLGW 7ULJJHUHG FLUFXLW DQG LQFOXGHV DQ LQWHUQDO SXOOGRZQ GHYLFHi ei ,i2 FROXPQ HQWULHVa ', 'LJLWDO ,QSXWa '2 'LJLWDO 2XWSXWa ',i2 'LJLWDO ,QSXWi2XWSXWa $, $,i2 $QDORJ ,QSXWi2XWSXWa 6 6XSSO\i $QDORJ ,QSXWa $2 $QDORJ 2XWSXWa L1 aeaae 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW 7DEOH ea *URXS +DUGZDUH ,QWHUIDFH o+DUGZDUH &RQWURO 0RGHo FRQW(c)G 6.aeiaeei 0'63 3LQ $VVLJQPHQWVi6LJQDO 'HVFULSWLRQV FRQWLQXHG 3LQ u ei 6\PERO )(/% ,i2e ', i 'HVFULSWLRQ )URQW(QG /RRSEDFN o0DVWHU RQO\oi ,Q WKH ,QDFWLYH 6WDWHn VHW +LJK WR FDXVH WKH ,$)( WR ORRSEDFNi 7KH UHWXUQHG VLJQDO DFWLYDWHV WKH 0'63 ZKLFK UHFHLYHV LWV RZQ WUDQVPLWWHG GDWDi 7KH FKLS VHW LJQRUHV LQFRPLQJ GDWD IURP WKH 6ODYH GXULQJ ORRSEDFNi %DFN(QG /RRSEDFNi ,Q WKH $FWLYHi RU $FWLYHe VWDWHVn VHWWLQJ %(/% +LJK IRUFHV DQ LQWHUQDOn WUDQVSDUHQW ORRSEDFN ZLWK 5'$7$ FRQQHFWHG WR 7'$7$ DQG 5)3 FRQQHFWHG WR 7)3i 5HFHLYH %DXG 5DWH &ORFNi $OLJQHG ZLWK %,7B&. LQ 6ODYH PRGHn SKDVH V\QFKURQRXV ZLWK UHFHLYH SXOVH VWUHDPn +RZHYHUn GXULQJ $FWLYDWLQJ 6WDWHn WKH FORFNV PD\ QRW EH DOLJQHGi ,Q WKH 0DVWHU PRGH 5&/.8 KDV D FRQVWDQWn DUELWUDU\n SKDVH UHODWLRQVKLS ZLWK %,7B&. LQ $FWLYH 6WDWHi 7UDQVPLW 7HVWi 6HW KLJK WR HQDEOH LVRODWHG WUDQVPLW SXOVH JHQHUDWLRQi 7'$7$ FRQWUROV WKH VLJQ DQG 7)3 FRQWUROV WKH PDJQLWXGH RI WKH WUDQVPLW WHG TXDW SXOVHV DFFRUGLQJ WR WKH e%i4 HQFRGLQJ UXOHVi ,Q WKH 6ODYH FRQ ILJXUDWLRQn ZKHQ WKH 7;767 PRGH LV VHOHFWHGn WKH 'DWD 3XPS PD\ EHJLQ DFWLYDWLRQi 'DWD ELW ii (LJKWELWn SDUDOOHO GDWD EXVi 'DWD ELW i 'DWD ELW e 'DWD ELW e 'DWD ELW e 'DWD ELW e 'DWD ELW c 'DWD ELW ae $GGUHVV ELW ii )RXUELW DGGUHVVn VHOHFWV UHDG RU ZULWH UHJLVWHUi $GGUHVV ELW i $GGUHVV ELW e $GGUHVV ELW e ,QWHUUXSW 2XWSXWi 2SHQ GUDLQ RXWSXWi 5HTXLUHV DQ H[WHUQDO ii N SXOO XS UHVLVWRUi *RHV /RZ RQ LQWHUUXSWi &KLS 6HOHFWi 3XOO /RZ WR UHDG RU ZULWH WR UHJLVWHUVi :ULWH 3XOVHi 3XOO /RZ WR ZULWH WR UHJLVWHUVi 5HDG 3XOVHi 3XOO /RZ WR UHDG IURP UHJLVWHUVi ei %(/% ',i '2 ee 5&/.8 ee 7;767 ',i 3URFHVVRU ,QWHUIDFH o6RIWZDUH &RQWURO 0RGHo ec eae ea ea ei ei ee ee e e c a ee ee ee ee 'i 'i 'e 'e 'e 'e 'c 'ae $''5i $''5i $''5e $''5e INT CHIPSEL WRITE READ ',ii2 ',ii2 ',ii2 ',ii2 ',ii2 ',ii2 ',ii2 ',ii2 ',e ',e ',e ',e '2 ',e ',e ',e ii 7KLV LQSXW LV D 6FKPLGW 7ULJJHUHG FLUFXLW DQG LQFOXGHV DQ LQWHUQDO SXOOXS GHYLFHi ei 7KH SHULRG LV eeei RU eeee EDXG WLPHVi ei 7KLV LQSXW LV D 6FKPLGW 7ULJJHUHG FLUFXLW DQG LQFOXGHV DQ LQWHUQDO SXOOGRZQ GHYLFHi ei ,i2 FROXPQ HQWULHVa ', 'LJLWDO ,QSXWa '2 'LJLWDO 2XWSXWa ',i2 'LJLWDO ,QSXWi2XWSXWa $, $,i2 $QDORJ ,QSXWi2XWSXWa 6 6XSSO\i $QDORJ ,QSXWa $2 $QDORJ 2XWSXWa aeaa L1 3LQ $VVLJQPHQWV DQG 6LJQDO 'HVFULSWLRQV 7DEOH ea *URXS &ORFN DQG &RQWURO 6.aeiaeei 0'63 3LQ $VVLJQPHQWVi6LJQDO 'HVFULSWLRQV FRQWLQXHG 3LQ u ie ie 6\PERO 6/$9(B&. &.B(1 ,i2e ',e '2 'HVFULSWLRQ 6ODYH 0RGH 5HIHUHQFH &ORFNi 0DQGDWRU\ LQ 6ODYH PRGHi 7LH +LJK RU /RZ LQ 0DVWHU 0RGHi &ORFN LQSXW UHTXLUHV ` ee SSP DFFXUDF\i 6ODYH 0RGH 5HIHUHQFH &ORFN (QDEOHi $FWLYH +LJK HQDEOH IRU WKH 6/$9(B&. FORFNi ,Q VODYH PRGHn WKLV SLQ JRHV /RZ WR LQGLFDWH WKH 3// LV WUDFNLQJ WKH LQSXW VLJQDO IURP WKH PDVWHUi 1RW XVHG LQ PDVWHU PRGHi ic[ 0'6/ 5HIHUHQFH &ORFNi ,Q 0DVWHU 0RGHn WKLV FORFN JHQHUDWHV WUDQVPLW DQG UHFHLYH WLPLQJ DQG PXVW KDYH `ee SSP DFFXUDF\i ,Q 6ODYH 0RGHn WKLV RXWSXW LV GHULYHG E\ GLYLGLQJ 9&2B&. E\ WZR VR WKDW LW PD\ GULYH WKH 0675B&. LQSXW RI DQRWKHU GDWD SXPS FRQILJXUHG IRU 0DVWHU PRGH DV D UHSHDWHU oZLWK 5375 +LJKoi ee[ 5HFHLYH &ORFN ,QSXWi 6HULDO &RQWURO 2XWSXWi 5HFHLYH %DXG 5DWH &ORFNi 'HULYHG IURP 9&2B&.i $QDORJ WR 'LJLWDO &RQYHUWHU 'DWD /LQH ii $QDORJ WR 'LJLWDO &RQYHUWHU 'DWD /LQH ii $*& $GMXVW ,QSXWi 7UDQVPLW 6\PERO &ORFN 2XWSXWi 7UDQVPLW 4XDW 0DJQLWXGH %LWi 7UDQVPLW 4XDW 6LJQ %LWi ie 0675B&. ',i '2 ia ei ei ee ee ee ee ec eae 9&2B&. 6(5B&7/ 5;B&. $'i $'i $*&B6(7 7;B&. 70$* 76*1 ', '2 '2 ', ', ', '2 '2 '2 ii 7KLV LQSXW LV D 6FKPLGW 7ULJJHUHG FLUFXLW DQG LQFOXGHV DQ LQWHUQDO SXOOXS GHYLFHi ei 7KH SHULRG LV eeei RU eeee EDXG WLPHVi ei 7KLV LQSXW LV D 6FKPLGW 7ULJJHUHG FLUFXLW DQG LQFOXGHV DQ LQWHUQDO SXOOGRZQ GHYLFHi ei ,i2 FROXPQ HQWULHVa ', 'LJLWDO ,QSXWa '2 'LJLWDO 2XWSXWa ',i2 'LJLWDO ,QSXWi2XWSXWa $, $,i2 $QDORJ ,QSXWi2XWSXWa 6 6XSSO\i $QDORJ ,QSXWa $2 $QDORJ 2XWSXWa L1 aeaa 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW )81&7,21$/ '(6&5,37,21 7KH 0'6/ 'DWD 3XPS o0'3o SURYLGHV V\QFKURQRXVn IXOO GXSOH[ WUDQVPLVVLRQ RQ D VLQJOH SDLU RI ZLUHV XVLQJ e%i4 OLQH FRGLQJ DQG HFKR FDQFHOODWLRQi 7KH 'DWD 3XPS VXS SRUWV V\PPHWULFDO OLQH UDWHV IURP eaee WR aeae NESV DQG SUR YLGHV FRPSOHWH VWDUW XS DQG RSHUDWLRQ ZLWKRXW DQ H[WHUQDO SURFHVVRUi 7KH 0'3 PD\ EH XVHG WR WUDQVSRUW IUDPHG RU XQIUDPHG GDWD ZKLFK LV V\QFKURQRXVn DV\QFKURQRXVn RU QHDUV\QFKURQRXV WR WKH FORFN UDWH RI WKH GDWD SXPSi 7KLV VHFWLRQ SURYLGHV DQ RYHUYLHZ RI KRZ WKH 03' GDWD LQWHU IDFH IXQFWLRQV WR VXSSRUW WKHVH DSSOLFDWLRQVi )RU D GHWDLOHG H[SODQDWLRQ RQ WKH KRZ WR FRQILJXUH WKH 03' IRU D VSHFLILF DSSOLFDWLRQ UHIHU WR WKH VHFWLRQ HQWLWOHG |0'6/ 'DWD ,QWHU IDFHi )LJXUH e LOOXVWUDWHV GDWD WUDQVSRUW XVLQJ WKH 0'6/ V\VWHPi 'DWD LV FORFNHG LQWR D WUDQVPLWWHUn VHQW RYHU WKH OLQHn DQG FORFNHG RXW RI WKH UHFHLYHU RI WKH IDUHQG WUDQVFHLYHUi 'DWD LV WUDQVPLWWHG VLPXOWDQHRXVO\ LQ ERWK GLUHFWLRQVi ii ,W DOORZV DXWRPDWLF DFWLYDWLRQ DQG GHDFWLYDWLRQ EDVHG RQ UHFHLYHU IUDPH V\QF ZRUG GHWHFWLRQi ei ,W DOORZV WKH DYHUDJH GDWD UDWH LQ HDFK GLUHFWLRQ RI WUDQVPLVVLRQ WR EH DGMXVWHG ZKLOH PDLQWDLQLQJ D FRQVWDQW OLQH UDWHi ei ,W SURYLGHV DQ 0'6/ IUDPH SRVLWLRQ LQGLFDWRU WKDW PD\ EH XVHG LQ XQIUDPHG WLPHGLYLVLRQPXOWLSOH[HG V\VWHPV WR UHODWH WLPH VORWV LQ WKH 0'6/ IUDPH WR WKRVH LQ DQ DSSOLFDWLRQ IUDPHi o6HH 1RWH EHORZo 127( 7KH 0'3 IUDPH V\QF ZRUG IRUPDW DQG IUDPH OHQJWK DUH IXOO\ FRPSDWLEOH ZLWK WKRVH GHILQHG IRU aeae NESV +'6/ DSSOLFDWLRQV LQ WKH (76, (75iee DQG &RP PLWWHH 7i 75ea WHFKQLFDO UHSRUWVi +RZHYHUn WKH 03' LV IXOO\ WUDQVSDUHQW WR DOO GDWD H[FHSW WKH IUDPH V\QF ZRUGn VR LW GRHV QRW LPSRVH WKH RWKHU IUDPLQJ IXQFWLRQV GHILQHG IRU +'6/i (DFK IUDPH FRQWDLQV ecaa SD\ORDG GDWD ELWVn DQG WKHUH DUH QR UHVWULFWLRQV RQ WKH GDWD SDWWHUQV ZKLFK FDQ EH WUDQVPLW WHG LQ WKH SD\ORDG GDWDi 7KH DSSOLFDWLRQ V\QFKURQL]HV GDWD WR WKH 0'3 IUDPLQJ E\ JHQHUDWLQJ D SXOVH RQ WKH WUDQVPLW IUDPH SXOVH LQSXWn 7)3i 7KH WUDQVPLWWHU VHQGV WKH )6: LQ WKH ILUVW ie ELWV IROORZLQJ WKH ULVLQJ HGJH RI 7)3i $SSOLFD WLRQ GDWD LV QRW WUDQVPLWWHG RU EXIIHUHG GXULQJ WKH WUDQVPLV VLRQ RI WKH )6:i )UDPLQJ 7KH 0'3 HPEHGV D ieELW IUDPH V\QFKURQL]DWLRQ ZRUG o)6:o LQ WKH GDWD VWUHDP WKDW GLYLGHV WKH GDWD LQWR eaeieELW 0'6/ IUDPHV DV VKRZQ LQ )LJXUH ei 7KH IUDPLQJ VLJQDO VHUYHV WKUHH SXUSRVHVa )LJXUH ea 0'6/ 6\VWHP 'DWD 7UDQVSRUW %,7B&. %,7B&. 7'$7$ 7)3 6FUDPEOHG e%i4 6LJQDO Eeaeii Eeaeie ;;; ; ;;;;; Eie Eic 5'$7$ 5'$7$B67 5)3 Eeaeii Eeaeie Eie Eic 7'$7$ 7)3 %,7B&. 5)3 5'$7$ 5'$7$B67 5'$7$ 5'$7$B67 5)3 %,7B&. 7'$7$ 7)3 0DVWHU 'DWD 3XPS 6ODYH 'DWD 3XPS )LJXUH ea 0'6/ )UDPH 0'6/ )UDPH i i i i i i i i i i i i i i Eie Eic Eiae Eia Eia iii Eeaeii Eeaeie )UDPH 6\QF :RUG 7UDQVSDUHQW 3D\ORDG 'DWD aeai L1 )XQFWLRQDO 'HVFULSWLRQ 7KH 0'3 UHFHLYHU GHWHFWV WKH LQFRPLQJ )6: DQG SURYLGHV D EODQNLQJ VLJQDO o5'$7$B67o DW LWV RXWSXW WR LQGLFDWH WKDW SD\ORDG GDWD LV QRW SUHVHQW GXULQJ WKH )6:i 7KH 5'$7$B67 VLJQDO FDQ DOVR EH XVHG WR JDWH WKH UHFHLYHU FORFN VLJQDO o%,7B&.o VR WKDW FORFN WUDQVLWLRQV DUH SUHVHQW RQO\ ZKHQ SD\ORDG GDWD LV DYDLODEOHi 7KH UHVXOWLQJ JDSSHG FORFN LV VLPLODU WR WKDW IRXQG LQ PDQ\ RWKHU GDWD WUDQVSRUW V\VWHPVi 7KH 0'3 KDV WZR PRGHV RI RSHUDWLRQa )L[HG 'DWD 5DWH DQG 9DULDEOH 'DWD 5DWHi 7DEOH e VKRZV WKH SD\ORDG GDWD UDWH DQG IUDPH OHQJWK IRU VRPH FRPPRQ YDOXHV RI OLQH UDWHVi i 7DEOH ea 'DWD 5DWH DQG )UDPH /HQJWK ([DPSOHV /LQH 5DWH oNESVo eaee eii eea aeae 3D\ORDG 'DWD 5DWH oNESVo eaeiiiai eaaiaia eecieea aeaiiccc )UDPH /HQJWK oPVo iaeieaae iiiaeee aiaie eiaaae )L[HG 'DWD 5DWH 0RGH ,Q )L[HG 'DWD 5DWH 0RGHn WKH 0'3 WUDQVSRUWV RQH GDWD ELW IRU HDFK F\FOH RI WKH ELW FORFN o%,7B&.o H[FHSW GXULQJ WKH ieELW )6: DW WKH VWDUW RI HDFK IUDPHi 'DWD PD\ EH HLWKHU V\QFKURQRXV oRQH GDWD ELW SHU DYDLODEOH FORFN F\FOHo RU DV\QFKURQRXV oGDWD VHQW RQO\ ZKHQ DYDLODEOHoi ,Q ERWK FDVHVn WKH WUDQVPLWWHU VDPSOHV WKH WUDQVPLW GDWD VLJQDO o7'$7$o RQ WKH ULVLQJ HGJH RI %,7B&. DQG UHSURGXFHV WKDW VLJQDO DW WKH RXWSXW RI WKH UHFHLYHU o5'$7$o VR WKDW LW LV YDOLG RQ WKH ULVLQJ HGJH RI WKH UHFHLYHU %,7B&.i $Q H[WHUQDO IUDPH FRXQWHU LV UHTXLUHG WR SURYLGH D WUDQVPLW IUDPH SXOVH HYHU\ eaeie %,7B&. F\FOHV WR V\QFKURQL]H WKH 'DWD 3XPS IUDPH SRVLWLRQ WR WKH JDSSHG GDWDi ,Q DSSOLFDWLRQV ZKHUH WKH GDWD LV IRUPDWWHG LQWR ORJLFDO IUDPHV RU SDFNHWV WKHUH LV QR UHTXLUHPHQW IRU D IL[HG PDS SLQJ EHWZHHQ WKH DSSOLFDWLRQ IUDPHV DQG 0'6/ IUDPHV VLQFH WKH GDWD FRQWDLQV WKH IUDPLQJ LQIRUPDWLRQ UHTXLUHG WR JLYH LW PHDQLQJi 8QOHVV WKH DSSOLFDWLRQ IUDPH VL]H GLYLGHV HYHQO\ LQWR WKH 0'6/ IUDPH VL]Hn LW LV EHVW WR HPEHG DSSOL FDWLRQ IUDPLQJ LQIRUPDWLRQ ZLWK WKH GDWD UDWKHU WKDQ WR FUH DWH D IL[HG PDSSLQJ EHWZHHQ VSHFLILF WLPH VORWV LQ WKH 0'6/ DQG DSSOLFDWLRQ IUDPHVi :LWK XQIUDPHGn WLPHGLYL VLRQ PXOWLSOH[HG GDWD GHILQHG UHODWLYH WR DQ DSSOLFDWLRQ IUDPH SXOVH LW LV QHFHVVDU\ WR HVWDEOLVK D IL[HG PDSSLQJ EHWZHHQ DSSOLFDWLRQ IUDPH DQG 0'6/ IUDPH ERXQGDULHVi )LJXUH ea 9DULDEOH 'DWD 5DWH 0RGH )UDPLQJ 6KRUW )UDPH i i i i i i i i i i i i i 9DULDEOH 'DWD 5DWH 0RGH 6RPH DSSOLFDWLRQV UHTXLUH WKDW GDWD EH WUDQVSRUWHG DW D UDWH ZKLFK LV H[WHUQDOO\ FRQWUROOHG DQG YDULHV D VPDOO DPRXQW IURP D QRPLQDO SD\ORDG GDWD UDWHi 7KH 0'3 KDV D YDULDEOH UDWH RSHUDWLQJ PRGH ZKLFK DOORZV WKH DSSOLFDWLRQ WR PRGLI\ WKH SD\ORDG GDWD UDWH ZLWKRXW FKDQJLQJ WKH OLQH UDWH VR WKDW HDFK RI WKH SD\ORDG ELWV FRQWDLQV D YDOLG GDWD ELWi 7R RSHU DWH LQ WKLV PRGHn WKH 0'3 XVHV D PHFKDQLVP NQRZQ DV VWXIILQJi %\ SURSHUO\ FKRRVLQJ WKH OLQH UDWH RI WKH 0'6/ V\VWHP DQG XVLQJ WKH VWXIILQJ PHFKDQLVPn WKH DSSOLFDWLRQ FDQ WUDQVPLW GDWD DW VOLJKWO\ GLIIHUHQW UDWHV LQ ERWK GLUHF WLRQV VLPXOWDQHRXVO\ ZKLOH VWLOO XVLQJ D FRPPRQn IL[HG 0'6/ OLQH UDWHi :KHQ VWXIILQJ LV HPSOR\HGn WKH DSSOLFDWLRQ LQVHUWV DQ DGGL WLRQDO IRXU ELWV QRW FDUU\LQJ SD\ORDG GDWD LQ WKH GDWD VWUHDP EHWZHHQ WKH HQG RI WKH ecaa SD\ORDG ELWV DQG WKH EHJLQQLQJ RI WKH QH[W )6: DV VKRZQ LQ )LJXUH ei 7KLV LV DFFRP SOLVKHG E\ GHOD\LQJ WKH 7)3 SXOVH E\ IRXU %,7B&. SHULRGV IURP LWV QRUPDO SRVLWLRQi 7KH 0'3 UHFHLYHU GHWHFWV WKLV IRXU ELW FKDQJH LQ WKH ORFDWLRQ RI WKH )6: DQG DGMXVWV LWV SD\ORDG GDWD VWUREH LQGLFDWRU o5'$7$B67o WR LQGLFDWH WKDW WKH IRXU DGGLWLRQDO ELWV GR QRW FRQWDLQ SD\ORDG GDWD DQG VKRXOG EH VXSSUHVVHG DORQJ ZLWK WKH )6: ZKLFK IROORZV WKHPi 7KLV PRGH RI RSHUDWLRQ LV IUHTXHQWO\ XVHG LQ WKH WUDQVSRUW RI 7i VLJQDOV ZKHUH WKH XSVWUHDP GDWD UDWH LV QRW LGHQWLFDO WR WKH GRZQVWUHDP GDWD UDWHi i Eie Eic Eiae Eia Eia iii Eeaeii Eeaeie )UDPH 6\QF :RUG /RQJ )UDPH i i i i i i i i i i i i i 7UDQVSDUHQW 3D\ORDG 'DWD i Eie Eic Eiae Eia Eia iii Eeaeii Eeaeie Eeaeie Eeaeie Eeaeie Eeaeic )UDPH 6\QF :RUG 7UDQVSDUHQW 3D\ORDG 'DWD 6WXII %LWV L1 aeai 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW 7DEOH e SURYLGHV WKH PLQLPXP DQG PD[LPXP GDWD UDWHV DQG IUDPH WLPHV IRU VHYHUDO OLQH UDWHVi $OWKRXJK WKH 0'3 FDQ RQO\ WUDQVSRUW GDWD DW HLWKHU RI WKHVH WZR LQVWDQWDQHRXV UDWHVn LW FDQ VXSSRUW DQ\ DYHUDJH GDWD UDWH EHWZHHQ WKHP E\ DGMXVWLQJ WKH UDWLR RI IUDPHV ZLWK VWXIILQJ WR WKRVH ZLWKRXW VWXIILQJi :KHQ eio VWXIILQJ LV XVHG WKH 0'3 ZLOO WUDQVSRUW GDWD DW WKH QRPLQDO UDWH VKRZQ EHORZi ,I QHFHVVDU\n D 3// WUDFNLQJ WKH UHFHLYH IUDPH SXOVH RXWSXW o5)3o FDQ EH XVHG WR FUHDWH D FRQWLQXRXV oLiHin QRW JDSSHGo FORFN ZKRVH IUH TXHQF\ IROORZV WKH DYHUDJH UHFHLYH GDWD UDWHi YHUWHUi ,W VXPV WKH GLIIHUHQWLDO VLJQDO DW 57,3i55,1* PLQXV WKH VLJQDO DW %7,3i%5,1*i 7KH ILUVW $i' VLJQDO FRPHV RXW RI $'i DW WKH UDWH RI ce WLPHV WKH e%i4 V\PERO UDWHi 7KH VHFRQG VWDJH RI WKH $i' VDPSOHV WKH QRLVH RI WKH ILUVW DQG JHQHUDWHV WKH $'i ELW VWUHDP DW WKH UDWH RI ce WLPHV WKH V\PERO UDWHi 5HFHLYHU JDLQ LV FRQWUROOHG E\ WKH 0'63 YLD WKH $*&ei ELWV LQ WKH 6(5B&7/ VHULDO FRQWURO VWUHDPi 7KH $*&B6(7 RXWSXW IURP WKH ,$)( LV QRUPDOO\ /RZi ,W JRHV +LJK ZKHQ WKH VLJQDO OHYHO LQ WKH VLJPD GHOWD $i' LV DSSURDFKLQJ LWV FOLSSLQJ OHYHOn VLJQDOLQJ WKH 0'63 WR ORZHU WKH JDLQi 7KH 9&2 LV SDUW RI D SKDVHORFNHG ORRS o3//o ORFNHG WR WKH UHFHLYH GDWDi 7KH 9&2 IUHTXHQF\ LV YDULHG E\ SXOOLQJ DQ H[WHUQDO FU\VWDO ZLWK YDUDFWRU GLRGHV WKDW DUH ELDVHG E\ WKH 93// RXWSXWi 7KH 93// RXWSXW LVn LQ WXUQn FRQWUROOHG E\ WKH VHULDO SRUW 3// ELWVi &RPSRQHQW 'HVFULSWLRQ 7KH IROORZLQJ SDUDJUDSKV GHVFULEH WKH FKLS VHW FRPSRQHQWV LQGLYLGXDOO\ ZLWK UHIHUHQFH WR LQWHUQDO IXQFWLRQV DQG WKH LQWHUIDFHV EHWZHHQ 'DWD 3XPS FRPSRQHQWVi ,QWHJUDWHG $QDORJ )URQW (QG o,$)(o 7KH ,$)( LQFRUSRUDWHV WKH IROORZLQJ DQDORJ IXQFWLRQVa WKH WUDQVPLW GULYHU WUDQVPLW DQG UHFHLYH ILOWHUV 3KDVH/RFNHG /RRS o3//o K\EULG FLUFXLWU\ DQDORJWRGLJLWDO FRQYHUWHUi 7KH ,$)( SURYLGHV WKH FRPSOHWH DQDORJ IURQW HQG IRU WKH 0'6/ 'DWD 3XPSi ,W LQFOXGHV WUDQVPLW SXOVH VKDSLQJn OLQH GULYHUn UHFHLYH $i' PRGXODWRUn DQG WKH 9&2 SRUWLRQ RI WKH UHFHLYHU 3// IXQFWLRQi 7UDQVPLW DQG UHFHLYH FRQWUROV DUH LPSOHPHQWHG WKURXJK WKH VHULDO SRUWi 7KH ,$)( OLQH LQWHU IDFH XVHV D VLQJOH WZLVWHG SDLU OLQH IRU ERWK WUDQVPLW DQG UHFHLYHi 7DEOH e OLVWV WKH ,$)( SLQ GHVFULSWLRQVi 5HIHU WR 7HVW 6SHFLILFDWLRQV IRU ,$)( HOHFWULFDO DQG WLPLQJ VSHFLIL FDWLRQVi 0'6/ 'LJLWDO 6LJQDO 3URFHVVRU o0'63o 7KH 0'63 LQFRUSRUDWHV WKH IROORZLQJ GLJLWDO IXQFWLRQVa ELWUDWH WUDQVPLW DQG UHFHLYH VLJQDOSURFHVVLQJ DGDSWLYH (FKR&DQFHOOLQJ o(&o DGDSWLYH GHFLVLRQ IHHGEDFNHTXDOL]DWLRQ o')(o XVLQJ WKH UHFHLYH TXDW VWUHDP DQG WKH LQWHUQDO HUURU VLJQDO IL[HG DQG DGDSWLYH GLJLWDOILOWHULQJ IXQFWLRQV DFWLYDWLRQiVWDUWXS FRQWURO DQG WKH PLFURSURFHVVRU LQ WHUIDFH 7KH 0'63 DOVR SURYLGHV WKH GLJLWDO GDWD LQWHUIDFHi $ VLP SOHn SDUDOOHO aELW PLFURSURFHVVRU LQWHUIDFH RQ WKH 0'63 DOORZV KLJKVSHHG DFFHVV WR FRQWUROn VWDWXV DQG ILOWHU FRHI ILFLHQW ZRUGVi 7DEOH c OLVWV WKH 0'63 SLQ GHVFULSWLRQVi 5HIHU WR 7HVW 6SHFLILFDWLRQV IRU 0'63 HOHFWULFDO DQG WLP LQJ VSHFLILFDWLRQVi 7KH PLFURSURFHVVRU LQWHUIDFH RQ WKH 0'63 SURYLGHV ELW IODJV IRU VLJQDO SUHVHQFHn V\QFKURQL]DWLRQn DFWLYDWLRQ FRP SOHWLRQi 6LQJOHE\WH ZRUGV UHSUHVHQWLQJ UHFHLYH VLJQDO OHYHO DQG WKH QRLVH PDUJLQ RI WKH WUDQVFHLYHU DUH DOVR DYDLODEOH RQ WKH PLFURSURFHVVRU LQWHUIDFHi 2QH FRQWURO ELW DOORZV WKH XVHU WR VWDUW WKH 'DWD 3XPS DFWLYDWLRQ VHTXHQFHi 7KH 0'63 FRQWUROV WKH FRPSOHWH DFWLYDWLRQiVWDUWXS VHTXHQFHi 0D[i 3D\ORDG 'DWD 5DWH oNESVo ,$)( 7UDQVPLWWHU 7KH ,$)( SHUIRUPV WKH SXOVH VKDSLQJ DQG GULYLQJ IXQFWLRQVi 7KH ,$)( WUDQVPLWWHU JHQHUDWHV D eOHYHO RXWSXW RI iioaoIo7;B&.oo GHILQHG E\ 70$* DQG 76*1i 7DEOH e OLVWV e%i4 SXOVH FRGLQJ SDUDPHWHUVi 5HIHU WR 7HVW 6SHFLILFDWLRQV IRU IUHTXHQF\ DQG YROWDJH WHPSODWHVi 7KH ,$)( UHFHLYHU LV D VRSKLVWLFDWHG VLJPDGHOWD FRQ )UDPH /HQJWK oPVo eaeie ELW )UDPH )UDPH /HQJWK oPVo eaeic ELW )UDPH ,$)( 5HFHLYHU 7DEOH ea 0LQLPXP DQG 0D[LPXP 'DWD 5DWHi)UDPH 7LPH ([DPSOHV /LQH 5DWH oNESVo 0LQi 3D\ORDG 1RPLQDO 5DWH oNESVo 'DWD 5DWH oNESVo oeio VWXIILQJo eaee eii eea aeae aeae iaeieaae iiiaeee aiaie eiaaae iaeieii iiiaece aiaie ciiie eaeiiaci eaaieaei eeeiaai aeaiiiii eaeiiiaee eaaeieee eeeiceae aeaeaiiiae eaeiiiai eaaiaia eecieea aeaiiccc L1 )XQFWLRQDO 'HVFULSWLRQ 7DEOH ea 76*1 i i i i ,$)( 7UDQVPLW &RQWURO 70$* i i i i 2XWSXW 6\PERO oTXDWo oe oi i e WKH ,$)( DW D UDWH RI Io9&2B&.oiei 5HIHU WR WKH 7HVW 6SHFLILFDWLRQV VHFWLRQ IRU VHULDO SRUW WLPLQJ UHODWLRQ VKLSV DQG HOHFWULFDO SDUDPHWHUVi /LQH ,QWHUIDFH 0'63i,$)( ,QWHUIDFH 7KH ,$)( SURYLGHV WKH UHFHLYHU UHFRYHUHG FORFNn 9&2B&.n WR WKH 0'63i 7KH VHULDO FRQWURO VWUHDP IUDPLQJ VLJQDO 5;B&. LV VDPSOHG LQVLGH WKH ,$)( ZLWK WKH 9&2B&. ULVLQJ HGJHi 7KH VHULDO FRQWURO VWUHDPn 6(5B&7/n LV VDPSOHG LQVLGH WKH ,$)( E\ WKH ULVLQJ HGJH RI DQ LQWHUQDOO\JHQHUDWHG FORFN DW Io9&2B&.oiei 7KLV ,$)( LQWHUQDO FORFN KDV WKH VDPH SKDVH UHODWLRQVKLS ZLWK D VLPLODU FORFN LQVLGH WKH 0'63n DV HVWDEOLVKHG E\ WKH 5;B&. VLJQDOi ,Q WKH 0'63n WKH KDOIUDWH FORFN 9&2B&.ie DQG 5;B&. WUDQVLWLRQ RQ WKH ULVLQJ HGJH RI 9&2B&.n DQG 6(5B&7/ WUDQVLWLRQV FRLQFLGH ZLWK WKH IDOOLQJ HGJH RI 9&2B&.iei 7KH RXWSXW 0675B&. LQ 6ODYH 0RGH LV HTXDO WR 9&2B&.iei 7KH $i' FRQYHUWHU RXWSXWVn $'i DQG $'in DUH FORFNHG RXW RI WKH ,$)( ZLWK 9&2B&.n KDYLQJ WUDQVLWLRQV FRLQFLGHQWDO ZLWK WKH ULVLQJ HGJH RI 9&2B&.iei 7KH 0'63 VDPSOHV $'i DQG $'i ZLWK WKH IDOOLQJ HGJH RI LWV LQWHUQDO 9&2B&.iei 7UDQVPLW GDWDn UHSUHVHQWHG E\ 76*1 DQG 70$*n LV FORFNHG IURP WKH 0'63 XVLQJ WKH IDOOLQJ HGJH RI 7;B&.n WKH WUDQVPLW FORFNi 7KH ,$)( XVHV WKH ULVLQJ HGJH RI 7;B&. WR VDPSOH 76*1 DQG 70$*i 76*1 DQG 70$* FKDQJH VWDWH DW WKH EDXG UDWHn RU HYHU\ a F\FOHV RI 7;B&.i )LJXUH c VKRZV UHODWLYH WLPLQJ IRU WKH 0'63i,$)( LQWHU IDFHi 7KH 'DWD 3XPS OLQH LQWHUIDFH FRQVLVWV RI WKUHH GLIIHUHQWLDO SDLUVi 7KH WUDQVPLW RXWSXWV 77,3 DQG 75,1*n UHFHLYH LQSXWV 57,3 DQG 55,1*n DQG WKH EDODQFH LQSXWV %7,3 DQG %5,1*n DOO FRQQHFW WKURXJK D FRPPRQ WUDQVIRUPHU WR D VLQJOH WZLVWHGSDLU OLQH oVHH )LJXUHV ie DQG ieoi 7KH WUDQV PLW RXWSXWV UHTXLUH UHVLVWRUV LQ VHULHV ZLWK WKH WUDQVIRUPHUi $ SDVVLYH SUHILOWHU LV UHTXLUHG IRU WKH UHFHLYH LQSXWVi 7KH EDODQFH LQSXWV IHHG WKH WUDQVPLW VLJQDOV EDFN WR WKH 'DWD 3XPS SURYLGLQJ SDVVLYH HFKR FDQFHOODWLRQi 3URWHFWLRQ FLU FXLWU\ VKRXOG EH LQVHUWHG EHWZHHQ DOO 'DWD 3XPS OLQH LQWHU IDFH SLQV DQG WKH WUDQVIRUPHUi 5HIHU WR WKH $SSOLFDWLRQV VHFWLRQ IRU W\SLFDO VFKHPDWLFVi 7DEOH ca 0'63i,$)( 6HULDO 3RUW :RUG %LW 'HILQLWLRQV o6HH )LJXUH co :RUG $ oRQ 6(5B&7/o ,1,7 QiD QiD 7;2)) 7;',6 7;767 $*&e $*&i $*&i )(/% QiD 375e 375e 375e 375i 375i :RUG % oRQ 6(5B&7/o &25e &25e &25e &25i &25i 9&2e 9&2i 9&2i 3//ae 3//c 3//e 3//e 3//e 3//e 3//i 3//i %LW ie ie ie ie ii ii a a ae c e e e e i i 0'63i,$)( 6HULDO 3RUW 7KH 0'63 FRQWLQXDOO\ ZULWHV WR WKH ,$)( VHULDO SRUWi 7KLV VHULDO VWUHDP FRQVLVWV RI WZR icELW ZRUGV DV VKRZQ LQ 7DEOH ci 7KH GDWD IORZV IURP WKH 0'63 WR )LJXUH ca 0'63i,$)( ,QWHUIDFH 5HODWLYH 7LPLQJ 9&2B&. 7;B&. 9&2B&.ie 5;B&. $'i $'i 6(5B&7/ %i %i $ie $ie $ie $i $i %ie L1 aeae 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW 0'6/ 'DWD ,QWHUIDFH 7KH |)XQFWLRQDO 'HVFULSWLRQ VHFWLRQ RI WKLV GDWD VKHHW SUH VHQWV DQ RYHUYLHZ RI GDWD WUDQVSRUW LQ DQ 0'6/ V\VWHPi 7KLV VHFWLRQ SURYLGHV GHWDLOHG LQIRUPDWLRQ RQ WKH RSHUDWLRQ RI WKH GDWD LQWHUIDFH DQG KRZ LW LV FRQILJXUHG WR VXSSRUW YDULDEOH GDWD UDWH DQG IL[HG GDWD UDWH DSSOLFDWLRQVi UHFHLYHU 3//i ,Q WKLV PRGHn WKH FORFN VXSSOLHG DW WKH 6/$9(B&. LQSXW LV RQO\ XVHG WR WUDLQ WKH 9&;2 IUH TXHQF\ ZLWKLQ `ee SSP EHIRUH DFWLYDWLRQi 7R PLQLPL]H VZLWFKLQJ QRLVHn WKH 6/$9(B&. FDQ EH WXUQHG RII ZKHQ &.B(1 LV /RZi 7R VHOHFW WKH FORFN DQG FU\VWDO IUHTXHQFLHV UHTXLUHG IRU D VSHFLILF DSSOLFDWLRQn WKH UHTXLUHG OLQH UDWH PXVW ILUVW EH FDO FXODWHG IURP WKH VSHFLILHG SD\ORDG GDWD UDWHi 7KLV SURFHVV LV RXWOLQHG EHORZ IRU IL[HG GDWD UDWH DQG YDULDEOH GDWD UDWH FRQILJXUDWLRQVi &ORFN 'LVWULEXWLRQ )LJXUH ae VKRZV DQ 0'6/ OLQN EHWZHHQ D PDVWHU DQG VODYH WUDQVFHLYHUi 7KLV ILJXUH LOOXVWUDWHV WKH FORFNiWLPLQJ DUFKL WHFWXUH RI WKH GDWD SXPS LQ ERWK PRGHVi /LQN DFWLYDWLRQ LV LQLWLDWHG E\ WKH PDVWHU PRGH GHYLFH ZKLFK DOVR RSHUDWHV DV WKH 0'6/ WLPLQJ VRXUFHi 7KH VODYH PRGH GHYLFH UHVSRQGV WR DQ DFWLYDWLRQ UHTXHVW DQG LV |ORRSWLPHG oLiHin LW UHFRYHUV WKH 0'6/ FORFN IURP WKH PDVWHU DQG XVHV WKLV FORFN WR WUDQVPLW XSVWUHDPoi ,Q WKH PDVWHU PRGHn WKH GDWD SXPS GHULYHV LWV OLQH WUDQVPLW FORFN DQG GDWD LQWHUIDFH %,7B&. E\ GLYLGLQJ WKH FORFN VXS SOLHG DW WKH 0675B&. LQSXW E\ ici 0675B&. DOVR SUR YLGHV D `ee SSP DFFXUDWH ORFDO WUDLQLQJ UHIHUHQFH IRU WKH UHFHLYHU FORFN UHFRYHU\ 9&;2 EHIRUH DFWLYDWLRQi :KHQ DFWLYHn WKH PDVWHU GDWD SXPS XVHV WKLV 9&;2 LQ D 3// IRU GDWD UHFRYHU\ IURP WKH OLQHn EXW DQ LQWHUQDO ),)2 LV SUR YLGHG VR WKDW WKH UHFHLYH GDWD FDQ EH FORFNHG RXW XVLQJ WKH %,7B&. GLYLGHG GRZQ IURP WKH 0675B&.i ,Q WKH VODYH PRGH DIWHU DFWLYDWLRQn WKH GDWD SXPS GHULYHV LWV OLQH WUDQVPLW FORFN DQG GDWD LQWHUIDFH %,7B&. IURP WKH )L[HG 'DWD 5DWH 2SHUDWLRQ )RU IL[HG GDWD UDWH RSHUDWLRQn WKH OLQH UDWH LV FDOFXODWHG IURP WKH SD\ORDG GDWD UDWH DV IROORZVa OLQHBUDWH GDWDBUDWH oeaeieiecaaoi eaeie i OLQHBUDWHi 7KH WLPH UHTXLUHG WR WUDQVPLW D FRPSOHWH IUDPH LVa IUDPHBWLPH 7KH 0DVWHU WUDQVFHLYHU UHTXLUHV D FORFN ZKRVH IUHTXHQF\ LVa 0675B&. 6/$9(B&. ic oOLQHBUDWHoi ic oOLQHBUDWHoi 7KH VODYH WUDQVFHLYHU UHTXLUHV D FORFN ZKRVH IUHTXHQF\ LVa %RWK WUDQVFHLYHUV UHTXLUH D 9&;2 FU\VWDO ZKRVH IUHTXHQF\ LVa I[WDO ee oOLQHBUDWHoi )LJXUH aea 0'6/ &ORFN 'LVWULEXWLRQ ,Q 0DVWHU DQG 6ODYH 0RGHV 0$67(5 6/$9( 6/$9(B&. &ORFN oic [ ELW UDWHn oi ee SSPo 0675B&. iiee iiic ),)2 5' :5 9&;2 &ORFN oic [ ELW UDWHn oi ee SSPo iice iiee %,7B&. %,7B&. 9&;2 aeae L1 )XQFWLRQDO 'HVFULSWLRQ 9DULDEOH 'DWD 5DWH 2SHUDWLRQ )RU YDULDEOH GDWD UDWH RSHUDWLRQn WKH OLQH UDWH LV FDOFXODWHG IURP WKH SD\ORDG GDWD UDWH DV VKRZQ EHORZa OLQHBUDWH DYHUDJHBGDWDBUDWH oeaeieiecaao $W WKLV OLQH UDWH WKH GDWD SXPS ZLOO WUDQVSRUW GDWD DW WKH VSHFLILHG DYHUDJH GDWD UDWH ZKHQ eio VWXIILQJ LV XVHGn KRZHYHU LW ZLOO DOZD\V RSHUDWH DW RQH RI WKH LQVWDQWDQHRXV GDWD UDWHV JLYHQ E\ WKH IROORZLQJ WZR HTXDWLRQVi %\ DGMXVW LQJ WKH QXPEHU RI %,7B&. F\FOHV EHWZHHQ 7)3 SXOVHV DQ H[WHUQDO FRQWUROOHU PD\ DGMXVW WKH IUDPH OHQJWK WR FRQWURO WKH DYHUDJH GDWD UDWH EHWZHHQ WKH PLQLPXP DQG PD[LPXP LQVWDQWDQHRXV UDWHVa PD[BGDWDBUDWH OLQHBUDWH oecaaieaeieon DQG PLQBGDWDBUDWH OLQHBUDWH oecaaieaeicoi 7KH WLPH UHTXLUHG WR WUDQVPLW D FRPSOHWH IUDPH LVa IUDPHBWLPH oPLQo IUDPHBWLPH oPD[o eaeie i OLQHBUDWHn RU eaeic i OLQHBUDWHi 7KH 0DVWHU WUDQVFHLYHU UHTXLUHV D FORFN ZKRVH IUHTXHQF\ LVa 0675B&. 6/$9(B&. ic oOLQHBUDWHoi ic oOLQHBUDWHoi 7KH VODYH WUDQVFHLYHU UHTXLUHV D FORFN ZKRVH IUHTXHQF\ LVa %RWK WUDQVFHLYHUV UHTXLUH D 9&;2 FU\VWDO ZKRVH IUHTXHQF\ LVa I[WDO ee oOLQHBUDWHoi ZRUG ELWV oEiEieo DUH LQWHUQDOO\ JHQHUDWHG LQ WKH 0'63 DQG QRW VDPSOHG IURP 7'$7$n VR DQ\ GDWD VXSSOLHG GXULQJ EiEie LV LJQRUHGi 'XULQJ WKH DFWLYDWLRQ SURFHVVn WUDQVPLW GDWD LV LQWHUQDOO\ JHQHUDWHG E\ WKH 0'63 DQG 7'$7$ LV QRW VDPSOHG XQWLO ACTIVE JRHV /RZ WR LQGLFDWH OLQN DFWL YDWLRQ KDV EHHQ FRPSOHWHGi )RU IL[HG GDWD UDWH DSSOLFDWLRQV DQ H[WHUQDO FRXQWHU LV XVHG WR JHQHUDWH D RQH %,7B&. F\FOH ORQJ /RZ SXOVH IRU WKH 7)3 LQSXWi 7KLV IUDPH V\QF SXOVH HVWDEOLVKHV WKH VWDUW RI DQ 0'6/ IUDPH DQG LV QHHGHG WR HVWDEOLVK D JDS LQ WKH SD\ORDG GDWD GXULQJ WKH WLPH WKH GDWD SXPS LQWHUQDOO\ JHQHUDWHV WKH IUDPH V\QF ZRUGi ,Q YDULDEOH UDWH DSSOLFDWLRQV VWXIILQJ FRQWURO ORJLF DGMXVWV WKH WLPH EHWZHHQ 7)3 SXOVHV WR PDWFK WKH DYHUDJH GDWD UDWH WUDQV PLWWHG E\ WKH GDWD SXPS WR WKH UDWH DW ZKLFK LW LV VXSSOLHG E\ WKH H[WHUQDO VRXUFHi ,Q ERWK FDVHVn WKH 7)3 VLJQDO VKRXOG EH YDOLG SULRU WR DQ DFWLYDWLRQ UHTXHVW IRU WKH 0DVWHU 'DWD 3XPSi $ YDOLG 7)3 VLJQDO VKRXOG EH JHQHUDWHG DIWHU SRZHU XSn EHIRUH RU LPPHGLDWHO\ DIWHU /26 JRHV /RZ IRU WKH 6ODYH 'DWD 3XPSi 'XULQJ LQLWLDOL]DWLRQ DQG DQ\WLPH WKHUH DIWHU 7)3 PXVW QRW EH KHOG ORZ IRU PRUH WKDQ e %,7B&. F\FOHV RU WKH GDWD LQWHUIDFH RXWSXW VLJQDOV ZLOO EH GLVDEOHGi $OVRn LI WKH 7)3 VLJQDO LV LQDFWLYH oDOZD\V +LJK RU XQFRQ QHFWHGo ZKHQ DFWLYDWLRQ VWDUWVn WKHQ WKH 'DWD 3XPS PD\ DFWLYDWH EXW ZLOO LQMHFW VWXII ELWV LQ WKH 7'$7$ VWUHDP LQ HYHU\ RWKHU IUDPH DQG V\QF ELWV LQ HYHU\ IUDPHi 6LQFH WKH 'DWD 3XPS ZLOO QRW EH V\QFKURQL]HG WR WKH GDWD VRXUFH WKHVH LQWHUQDOO\ JHQHUDWHG ELWV ZLOO RYHUZULWH SD\ORDG GDWDi ,I WKH SKDVH RI 7)3 MXPSV WKH 'DWD 3XPS ZLOO LPPHGLDWHO\ UHVHW WKH WUDQVPLW IUDPH DOLJQPHQWn W\SLFDOO\ FDXVLQJ ORVV RI DOLJQPHQW DW WKH RWKHU HQGi 'DWD ,QWHUIDFH 7LPLQJ 7KH 0'6/ GDWD LQWHUIDFH SURYLGHV IRU WKH WUDQVIHU RI ELQDU\ GDWD WR DQG IURP WKH WUDQVFHLYHU XVLQJ WKH eaee WR aeae N+] FORFNn %,7B&.n JHQHUDWHG E\ GDWD SXPSi )LJXUH a VKRZV WKH WLPLQJ IRU WKH GDWD LQWHUIDFHi ,Q WKH UHFHLYH GLUHF WLRQn WKH ELQDU\ GDWD RXWSXW RQ 5'$7$ FRQWDLQV WKH ieELW IUDPH V\QF ZRUG oEiEieon WKH WUDQVSDUHQW SD\ORDG GDWD oEieEeaeieo DQG RSWLRQDO VWXII ELWV oEeaeieEeaeicoi 'XULQJ WKH DFWLYDWLRQ SURFHVVn 5'$7$ LV KHOG +LJK XQWLO ACTIVE JRHV /RZ WR LQGLFDWH OLQN DFWLYDWLRQ KDV EHHQ FRPSOHWHG DQG UHFRYHUHG GDWD LV DYDLODEOHi 7KH GDWD VWUREH VLJQDO 5'$7$B67 LV +LJK GXULQJ WKH IUDPH V\QF ZRUG DQG VWXII ELWV DQG /RZ GXULQJ SD\ORDG GDWDi 5'$7$B67 FDQ EH XVHG WR FUHDWH D JDSSHG UHFHLYH SD\ORDG GDWD FORFN E\ VXSSUHVV LQJ %,7B&. F\FOHV ZKHQ 5'$7$B67 LV +LJKi 5)3 LV WKH UHFHLYH IUDPH V\QF RXWSXW WKDW JRHV /RZ GXULQJ WKH ILUVW ELW RI HYHU\ 0'6/ IUDPHi ,Q YDULDEOH GDWD UDWH DSSOLFDWLRQV WKH RULJLQDO GDWD WLPLQJ FDQ EH UHFRYHUHG IURP 5)3 XVLQJ D V\QWKHVL]HU 3//i ,Q WKH WUDQVPLW GLUHFWLRQn SD\ORDG GDWD LV VDPSOHG IURP 7'$7$ GXULQJ ELWV EieEeaeie RI HDFK IUDPHi )UDPH V\QF /RRSEDFNV 7KH GDWD SXPS SURYLGHV GDWD ORRSEDFNV WRZDUG WKH OLQH DQG WRZDUG WKH GLJLWDO LQWHUIDFHi )URQW (QG /RRSEDFN o)(/%o LV WKH ORRSEDFN WRZDUG WKH GLJLWDO LQWHUIDFH LQVLGH WKH ,$)( DQG LV DYDLODEOH RQO\ LQ 0DVWHU PRGHi )(/% LV LQLWLDWHG E\ EULQJLQJ WKH )(/% DQG $&75(4 VLJQDOV +LJK LQ KDUGZDUH PRGHn RU E\ VHWWLQJ WKH )(/% DQG $&75(4 ELWV WR i LQ WKH SURFHVVRU FRQWURO PRGHi ,Q )(/% WKH GDWD SXPS UHFHLYHU DFWLYDWHV ZLWK LWV RZQ WUDQVPLW GDWD DQG LJQRUHV D VLJQDO DW WKH ,$)( UHFHLYHU DQDORJ OLQH LQWHUIDFHi 'DWD LV WUDQVPLWWHG RQ WKH OLQH GXULQJ )(/%i %DFN (QG /RRSEDFN o%(/%o LV D GDWD ORRSEDFN WRZDUG WKH DQDORJ OLQH LQWHUIDFH LQVLGH WKH 0'63i %(/% LV DYDLODEOH LQ ERWK 0DVWHU DQG 6ODYH PRGHV DIWHU DFWLYDWLRQ LV FRP SOHWHi %(/% LV LQLWLDWHG E\ EULQJLQJ WKH %(/% VLJQDO +LJK LQ KDUGZDUH PRGHn RU E\ VHWWLQJ WKH %(/% ELW WR i LQ WKH SURFHVVRU FRQWURO PRGHi ,Q %(/% WKH GDWD SXPS UHFHLYH GDWD DQG IUDPH SXOVH VLJQDOV DUH VXSSOLHG WR WKH WUDQVPLWWHU ZKLFK LJQRUHV WKH 7'$7$ DQG 7)3 LQSXWVi 5HFHLYH 'DWD LV RXWSXW RQ 5'$7$ GXULQJ %(/%i L1 aeae 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW )LJXUH aa 0'63 'LJLWDO 'DWD ,QWHUIDFH 7LPLQJ $o 7UDQVPLW 7LPLQJ:LWKRXW 6WXII %LWV %,7B&. 7)3 7'$7$ Eecaa Eeaeii Ei Eeaeii Eeaeie Ee Ee Ee Ee Ec Eae Ea Ea Eii Eii Eie Eie Eie Eie EiEie DUH WKH IUDPH V\QF ZRUG JHQHUDWHG E\ WKH 0'63 oQRW VDPSOHG IURP 7'$7$o %o 7UDQVPLW 7LPLQJ:LWK 6WXII %LWV %,7B&. 7)3 7'$7$ Eeaeie Eeaeie Ei Eeaeie Eeaeic Ee Ee Ee Ee Ec Eae Ea Ea Eii Eii Eie Eie Eie Eie EeaeieEie DUH WKH VWXII ELWV DQG IUDPH V\QF ZRUG JHQHUDWHG E\ WKH 0'63 oQRW VDPSOHG IURP 7'$7$o &o 5HFHLYH 7LPLQJ:LWKRXW 6WXII %LWV %,7B&. 5)3 Eeaeii 5'$7$ Eeaeie Eie Eic 5'$7$B67 'o 5HFHLYH 7LPLQJ:LWK 6WXII %LWV %,7B&. 5)3 Eeaeie Eeaeie Eeaeic Eie Eic Eeaeie Eeaeie 5'$7$ 5'$7$B67 aeac L1 )XQFWLRQDO 'HVFULSWLRQ 0LFURSURFHVVRU ,QWHUIDFH o0'63o 7KUHH SULPDU\ FRQWURO SLQVn CHIPSEL o&KLS 6HOHFWon READ DQG WRITEn VHOHFW WKH 6RIWZDUH 0RGH ZKLFK DOVR XVHV DQ LQWHUUXSW RXWSXW SLQ WR UHSRUW VWDWXV FKDQJHVi )RXU DGGLWLRQDO SLQV DUH XVHG IRU WKH SDUDOOHO EXV DGGUHVVLQJ DQG HLJKW SLQV IRU GDWD ,i2i 5HIHU WR 7HVW 6SHFLILFDWLRQV IRU PLFURSURFHVVRU LQWHUIDFH WLPLQJ LQ 6RIWZDUH 0RGHi ei2EVHUYH DGGUHVV VHWXS WLPHi ei6HW aELW LQSXW GDWD ZRUG RQ 'i'aei ei3XOO WRITE /RZn REVHUYLQJ PLQLPXP SXOVH ZLGWKi ci3XOO WRITE +LJKn REVHUYLQJ KROG WLPH IRU GDWD DQG DGGUHVV OLQHVi 5HDG &RQWURO 3LQV &KLS 6HOHFWa 7KH &KLS 6HOHFW oCHIPSELo SLQ UHTXLUHV DQ DFWLYH /RZ VLJQDO WR HQDEOH 'DWD 3XPS UHDG RU ZULWH WUDQV IHUV RYHU WKH GDWD EXVi 7R HQDEOH +DUGZDUH 0RGH KROG WKLV SLQ /RZn DORQJ ZLWK READ DQG WRITEi 'DWD 5HDGa 7KH 'DWD 5HDG SLQ oREADo UHTXLUHV DQ DFWLYH /RZ SXOVH WR HQDEOH D UHDG WUDQVIHU RQ WKH GDWD EXVi :KHQ READ LV SXOOHG /RZn WKH 'DWD 3XPS GDWD EXV OLQHV JR IURP WULVWDWH WR DFWLYH DQG RXWSXW WKH GDWD IURP WKH UHJLVWHU DGGUHVVHG E\ $''5i$''5ei 7R DYRLG UHDGLQJ GDWD GXU LQJ UHJLVWHU XSGDWHVn UHDGV VKRXOG EH V\QFKURQL]HG WR WKH IDOOLQJ HGJH RI 5;B&.i $OWHUQDWLYHO\n HDFK UHDG VKRXOG EH UHSHDWHG XQWLO WKH VDPH GDWD LV UHDG WZLFH ZLWKLQ RQH EDXG WLPHi 'DWD :ULWHa 7KH 'DWD :ULWH SLQ oWRITEo UHTXLUHV DQ DFWLYH /RZ SXOVH WR HQDEOH D ZULWH WUDQVIHU RQ WKH GDWD EXVi 'DWD WUDQVIHU LV WULJJHUHG E\ WKH ULVLQJ HGJH RI WKH WRITE SXOVHi 7R HQVXUH GDWD LV ZULWWHQ WR WKH UHJLVWHU DGGUHVVHG E\ $''5i$''5en YDOLG GDWD PXVW EH SUHVHQW RQ WKH 0'63 GDWD EXV OLQHV EHIRUH WRITE JRHV +LJKi ,QWHUUXSWa 7KH ,QWHUUXSW SLQ oINTo LV DQ RSHQ GUDLQ RXWSXW UHTXLULQJ DQ H[WHUQDO SXOOXS UHVLVWRUi 7KH INT RXWSXW LV SXOOHG DFWLYH /RZ ZKHQ DQ LQWHUQDO LQWHUUXSW FRQGLWLRQ RFFXUVi INT LV ODWFKHG DQG KHOG XQWLO 0DLQ 6WDWXV 5HJLVWHU 5'i LV UHDGi $Q LQWHUQDO LQWHUUXSWLRQ UHVXOWV IURP D /RZ WR+LJK WUDQVLWLRQ LQ DQ\ RI IRXU VWDWXV LQGLFDWRUVa $&7,9(n ACTIVEn '($&797' RU 705B(;3i $Q\ WUDQVLWLRQ RQ /26 ZLOO DOVR JHQHUDWH DQ LQWHUUXSWi ,I DQ LQWHUUXSW PDVN ELW LQ UHJLVWHU :5e LV VHWn DQ\ WUDQVLWLRQ RI WKH FRUUHVSRQGLQJ VWDWXV ELW ZLOO QRW WULJJHU WKH INT RXWSXWi 3URFHGXUHV IRU UHDGLQJ WKH 0'63 UHJLVWHUV YDU\ DFFRUGLQJ WR ZKLFK UHJLVWHU LV EHLQJ UHDGi $FFHVVLQJ UHJLVWHUV 5'in 5'in 5'en 5'e DQG 5'c LV UHODWLYHO\ VLPSOHi 5HDGLQJ UHJLVWHUV 5'e DQG 5'e LV PRUH FRP SOH[i 8QOHVV SDUDOOHO SRUW UHDGV DUH V\QFKURQL]HG ZLWK WKH IDOOLQJ HGJH RI 5;B&.n DOO UHDG RSHUDWLRQV VKRXOG EH UHSHDWHG XQWLO WKH VDPH GDWD LV UHDG WZLFH ZLWKLQ RQH EDXG WLPHi 7R UHDG UHJLVWHU 5'in 5'in 5'en 5'e RU 5'c SUR FHHG DV IROORZVa ii 'ULYH CHIPSEL /RZi ei'ULYH WKH GHVLUHG DGGUHVV RQWR $''5i$''5ei ei3XOO READ /RZn REVHUYLQJ PLQLPXP SXOVH ZLGWKi ei3XOO READ +LJK WR FRPSOHWH WKH UHDG F\FOHi 5HJLVWHUV 5'e DQG 5'e KROG WKH FRHIILFLHQW YDOXHV IURP WKH ')(n (&n ))( DQG $*& DV VKRZQ LQ 7DEOH iii 5HJLVWHU 5'e KROGV WKH ORZHU E\WH YDOXH DQG UHJ LVWHU 5'e KROGV WKH XSSHU E\WH YDOXHi 7R UHFRQVWUXFW WKH FRPSOHWH icELW ZRUGn FRQFDWHQDWH WKH OHDVW VLJQLI LFDQW DQG PRVW VLJQLILFDQW E\WHVi 7R UHDG UHJLVWHUV 5'e DQG 5'e SURFHHG DV IROORZVa ii 6HOHFW WKH GHVLUHG FRHIILFLHQW E\ ZULWLQJ WKH DSSUR SULDWH FRGH IURP 7DEOH ii WR UHJLVWHU :5ei ei(QDEOH WKH &RHIILFLHQW 5HDG 5HJLVWHU E\ ZULWLQJ D i WR ELW Ei o&5'io LQ UHJLVWHU :5ei ei3HUIRUP VWDQGDUG UHJLVWHU UHDG SURFHGXUH OLVWHG LQ VWHSV i WKURXJK c DERYH WR UHDG WKH ORZHU E\WH IURP 5'e DQG WKH XSSHU E\WH IURP 5'ei ei&RQFDWHQDWH WKH 5'e DQG 5'e WR REWDLQ WKH FRPSOHWH icELW ZRUGi 5HJLVWHU $FFHVV :ULWH 7R ZULWH WR DQ 0'63 UHJLVWHUn SURFHHG DV IROORZVa ii 'ULYH CHIPSEL /RZi ei'ULYH DQ DGGUHVV oiiiin iiiin RU iiiio RQWR $''5i$''5ei L1 aeaae 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW 5HJLVWHUV 7KUHH ZULWH UHJLVWHUV DQG VHYHQ UHDG UHJLVWHUV DUH DYDLODEOH WR WKH XVHUi 7DEOH ae OLVWV WKHVH UHJLVWHUV DQG WKH IROORZLQJ SDUDJUDSKV GHVFULEH WKHP LQ PRUH GHWDLOi 6RPH RI WKH UHJLVWHUV FRQWDLQ UHVHUYHG ELWVi 6RIWZDUH PXVW GHDO FRUUHFWO\ ZLWK UHVHUYHG ILHOGVi )RU UHDGVn VRIWZDUH 7DEOH aea $''5 $e$i iiii iiii iiii iiii iiii iiii iiii iiiiiiii :5e :5e :5u :5i UHVHUYHG ,QWHUUXSW 0DVN 5HDG &RHIILFLHQW 6HOHFW UHVHUYHG UHVHUYHG UHVHUYHG UHVHUYHG 5HJLVWHU 6XPPDU\ :ULWH 5HJLVWHUV 1DPH 0DLQ &RQWURO 7DEOH a QiD a ii PXVW XVH DSSURSULDWH PDVNV WR H[WUDFW WKH GHILQHG ELWV DQG QRW UHO\ RQ UHVHUYHG ELWV EHLQJ DQ\ SDUWLFXODU YDOXHi ,Q VRPH FDVHVn VRIWZDUH PXVW SURJUDP UHVHUYHG ELW SRVLWLRQV WR D SDUWLFXODU YDOXHi 7KLV YDOXH LV GHILQHG LQ WKH LQGLYLGXDO ELW GHVFULSWLRQVi $IWHU DVVHUWLQJ WKH RESET VLJQDOn WKH 'DWD 3XPS LQLWLDO L]HV LWV UHJLVWHUV WR WKH GHIDXOW YDOXHi 5HDG 5HJLVWHUV 5'u 5'i 5'i 5'e 5'e 5'e 5'e 5'c 0DLQ 6WDWXV 5HFHLYHU *DLQ :RUG 1RLVH 0DUJLQ &RHIILFLHQW 5HDG 5HJLVWHU oORZHU E\WHo &RHIILFLHQW 5HDG 5HJLVWHU oXSSHU E\WHo $FWLYDWLRQ 6WDWXV 5HFHLYHU $*& DQG ))( 6WHS *DLQ UHVHUYHG 1DPH 7DEOH ii ie ie ie ie ie ic aeaa L1 )XQFWLRQDO 'HVFULSWLRQ :5i0DLQ &RQWURO 5HJLVWHU $GGUHVVa $aeai! iiii 'HIDXOW iiK $WWULEXWHVa :ULWH 2QO\ &RQWURO 5HJLVWHU ELWV VHUYH WKH VDPH SXUSRVH LQ 6RIWZDUH 0RGH DV WKH OLNHQDPHG LQGLYLGXDO SLQV LQ +DUGZDUH 0RGHi 7DEOH a OLVWV ELW DVVLJQPHQWV IRU WKH :5i UHJLVWHUi 7DEOH aa 0DLQ &RQWURO 5HJLVWHU :5i %LW ae 'HVFULSWLRQ 7UDQVPLW 7HVW 3DWWHUQ (QDEOH o7;767oi 6HW 7;767 WR i WR HQDEOH LVRODWHG WUDQVPLW SXOVH JHQHUDWLRQi 2QH V\PERO LV RXWSXW HYHU\ eaeie RU eaeic %,7B&. F\FOHVi 7'$7$ FRQWUROV WKH VLJQ DQG 7)3 FRQWUROV WKH PDJQLWXGH RI WKH WUDQVPLWWHG V\PEROV DFFRUGLQJ WR WKH e%i4 HQFRGLQJ UXOHVi ,Q WKH 6ODYH PRGH ZKHQ WKH 7;767 PRGH LV VHOHFWHGn WKH 'DWD 3XPS PD\ EHJLQ DFWLYDWLRQi %DFN(QG /RRS %DFN o%(/%oi ,Q WKH $FWLYH 6WDWHn VHW %(/% WR i WR HQDEOH DQ LQWHUQDOn WUDQVSDUHQW ORRSEDFN RI WKH 0'63 5'$7$ WR 7'$7$ DQG 5)3 WR 7)3i )URQW (QG /RRS %DFN o)(/%oi ,Q WKH 0DVWHU PRGH ZLWK WKH 'DWD 3XPS LQ WKH ,QDFWLYH 6WDWHn VHW )(/% WR i WR HQDEOH DQ ,$)( IURQWHQG ORRSEDFNi 7KH 'DWD 3XPS ZLOO EHJLQ DFWLYDWLRQ DQG WUDQVPLVVLRQ RQ WKH OLQHn EXW ZLOO LJQRUH DQ\ VLJQDO IURP WKH 6ODYH LQVWHDG V\QFKURQL]LQJ WR LWV RZQ WUDQVPLW VLJQDOi 5HSHDWHU 0RGH o5375oi 7KH 5375 ELW LV VHW WR i DQG WKH 02'( SLQ LV SXOOHG +LJK WR SURJUDP WKH 'DWD 3XPS IRU RSHUDWLRQ RQ WKH VLGH RI WKH 0'6/ UHSHDWHU GULYLQJ D UHPRWH VODYHi 5375 LV VHW WR i DQG WKH 0DVWHU SLQ LV WLHG /RZ WR SURJUDP WKH 'DWD 3XPS IRU RSHUDWLRQ RQ WKH VLGH RI WKH UHSHDWHU GULYHQ E\ WKH 0DVWHUi /RRS 1XPEHU o/223,'oi ,Q WZR ORRS 0'6/ DSSOLFDWLRQVn /223,' LV VHW DW WKH 0DVWHU HQG RI WKH ORRS WR VHOHFW WKH IUDPH V\QF ZRUG IRUPDW WR HQFRGH WKH ORRS QXPEHUi ,QVHUWLRQ /RVV 0HDVXUHPHQW 7HVW o,/07oi 6HW ,/07 WR i WR HQDEOH WUDQVPLVVLRQ RI D VFUDPEOHG DOO RQHV LQVHU WLRQ ORVV PHDVXUHPHQW WHVW SDWWHUQi ,Q WKH 6ODYH FRQILJXUDWLRQ ZKHQ WKH ,/07 PRGH LV VHOHFWHGn WKH 'DWD 3XPS PD\ EHJLQ DFWLYDWLRQi 4XLHW 0RGH o48,(7oi 6HW 48,(7 WR i WR IRUFH WKH 'DWD 3XPS LQWR WKH 'HDFWLYDWHG 6WDWH ZLWK WKH WUDQVPLWWHU VLOHQWi 6HWWLQJ 48,(7 WR i ZLOO QRW FDXVH WKH 'DWD 3XPS WR UHDFWLYDWHi ,Q WKH 6ODYH PRGHn WKH 'DWD 3XPS ZLOO QRW UHVSRQG WR D VLJQDO IURP WKH 0DVWHU ZKHQ 48,(7 LV VHW WR in EXW PD\ DFWLYDWH DIWHU 48,(7 LV VHW WR i HYHQ LI WKH 0DVWHU WUDQVPLVVLRQ KDV DOUHDG\ FHDVHGi $FWLYDWLRQ 5HTXHVW o$&75(4oi ,Q WKH 0DVWHU PRGH ZKHQ WKH 'DWD 3XPS LV LQ WKH ,QDFWLYH 6WDWH DQG 4XLHW LV VHW WR in VHWWLQJ WKH $&75(4 ELW WR i ZLOO LQLWLDWH DQ DFWLYDWLRQ VHTXHQFHi %HFDXVH $&75(4 LV D OHYHO UDWKHU WKDQ DQ HGJHWULJJHUHG VLJQDOn LW VKRXOG EH UHVHW WR i DJDLQ ZLWKLQ DSSUR[LPDWHO\ ee VHFRQGV WR SUHYHQW WKH LPPH GLDWH VWDUW RI DQRWKHU DFWLYDWLRQ F\FOH LI WKH FXUUHQW DFWLYDWLRQ DWWHPSW IDLOVi ,I DQ DFWLYDWLRQ DWWHPSW IDLOVn WKH SUR FHVVRU VKRXOG DOORZ WKH 'DWD 3XPS WR UHPDLQ LQ WKH ,QDFWLYH 6WDWH ZKHUH WKH WUDQVPLWWHU LV VLOHQW IRU WKH $FWLYDWLRQ 7LPHU GXUDWLRQ oVHH 7DEOH iaeo EHIRUH JHQHUDWLQJ DQRWKHU DFWLYDWLRQ UHTXHVWi 7KLV GHOD\ ZLOO DOORZ WKH 6ODYH WR UHWXUQ WR WKH ,QDFWLYH 6WDWHi ,W LV SRVVLEOH WR VKRUWHQ WKLV TXLHW SHULRG IROORZLQJ D IDLOHG DFWLYDWLRQ E\ LPSOHPHQWLQJ DGGLWLRQDO DOJRULWKPV GHVFULEHG LQ WKH VHFWLRQ HQWLWOHG |$FWLYDWLRQ 6WDWH 0DFKLQHVi c e e e e i i L1 aeaa 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW :5e,QWHUUXSW 0DVN 5HJLVWHU $GGUHVVa $aeai! iiii 'HIDXOWa iiK $WWULEXWHVa :ULWH 2QO\ 7DEOH a VKRZV WKH YDULRXV LQWHUUXSW PDVNV SURYLGHG LQ UHJLVWHU :5ei 7DEOH aa ,QWHUUXSW 0DVN 5HJLVWHU :5e %LW aeac e e e e i i 5HVHUYHGi 0XVW EH VHW WR ii /2606.i i 0DVNHGi i 1RW 0DVNHGi ,QWHUUXSW PDVN IRU WKH /26 FRQGLWLRQ '($&706.i i 0DVNHGi i 1RW 0DVNHGi ,QWHUUXSW PDVN IRU WKH '($&797' FRQGLWLRQ $&7%06.i i 0DVNHGi i 1RW 0DVNHGi ,QWHUUXSW PDVN IRU WKH ACTIVE FRQGLWLRQ $&706.i i 0DVNHGi i 1RW 0DVNHGi ,QWHUUXSW PDVN IRU WKH 705B(;3 FRQGLWLRQ DQG WKH $&7,9( FRQGLWLRQ 5HVHUYHGi 0XVW EH VHW WR ii (QDEOH FRHIILFLHQW UHDG UHJLVWHU o&5'ioi i (QDEOHi i 'LVDEOHi 8VHG LQ FRQMXQFWLRQ ZLWK :5e IRU UHDGLQJ FRHIILFLHQW YDOXHVi 'HVFULSWLRQ :5e5HDG &RHIILFLHQW 6HOHFW 5HJLVWHU $GGUHVVa $aeai! iiii 'HIDXOWa iiK $WWULEXWHVa :ULWH 2QO\ 7DEOH ii OLVWV WKH ELW PDSV XVHG WR VHOHFW WKH FRHIILFLHQW UHDG IURP WKH 0'63i 7DEOH iia 5HDG &RHIILFLHQW 6HOHFW 5HJLVWHU :5e +H[ 9DOXH iiiae iai) iiie icia i$ i%)) 6HOHFWHG 5HJLVWHUV ')(i')(a (&i(&a ))(i))(c UHVHUYHG $*& 7DS UHVHUYHG $*& 7DS ')( FRHIILFLHQWV (FKR &DQFHOODWLRQ ))( FRHIILFLHQWV ic 'HVFULSWLRQ aeiii L1 )XQFWLRQDO 'HVFULSWLRQ 5'i0DLQ 6WDWXV 5HJLVWHU $GGUHVVa $aeai! iiii 'HIDXOWa [[K o[ XQGHILQHGo $WWULEXWHVa 5HDG 2QO\ 6WDWXV 5HJLVWHU ELWV VHUYH WKH VDPH SXUSRVH LQ 6RIWZDUH 0RGH DV WKH OLNHQDPHG LQGLYLGXDO SLQV LQ +DUGZDUH PRGHi 7DEOH ii OLVWV WKH ELW DVVLJQPHQWV LQ WKLV UHJLVWHUi $FWLYH 'HVFULSWLRQ 7LPHU ([SLU\ o705B(;3oi 6HW WR i WR LQGLFDWH $FWLYDWLRQ WLPHU H[SLUDWLRQi &DXVHV LQWHUUXSW RQ FKDQJLQJ IURP i WR ia PDVNHG E\ $&706. ii /DWFKHG HYHQWa UHVHW RQ UHDGn ZLWK SHUVLVWHQFH ZKLOH LQ WKH $FWLYH 6WDWHi 7,3i5,1* SRODULW\ UHYHUVHG oINVERToi i SRODULW\ UHYHUVDOi 9DOLG RQO\ LQ $FWLYHi RU $FWLYHe VWDWHVi &KDQJH 2I )UDPH $OLJQPHQW o&2)$oi ,QGLFDWHV WKDW UHDFTXLVLWLRQ RI IUDPH V\QF LV LQ D GLIIHUHQW SRVLWLRQ ZLWK UHVSHFW WR WKH ODVW IUDPH SRVLWLRQi 'RHV QRW FDXVH LQWHUUXSWi /DWFKHG HYHQWa UHVHW RQ UHDG /RVV 2I 6LJQDO o6ODYHoi i ORVV RI OLQH VLJQDO HQHUJ\ GHWHFWHG DQG HQWU\ LQWR WKH ,QDFWLYH VWDWHi ii /RVV RI 6LJQDO o0DVWHUoi i ORVV RI VLJQDO IRU i VHFRQG RQ HQWHULQJ ,QDFWLYH 6WDWHi &DXVHV LQWHUUXSW RQ WUDQVLWLRQV IURP i WR i RU i WR i WKDW DUH PDVNHG E\ /2606. /26i/26 LV QRW D ODWFKHG HYHQWi 7DEOH iia 0DLQ 6WDWXV 5HJLVWHU 5'i %LW ae c e e e e /RRS 1XPEHU &RQWURO o/223,'oi i ORRS ia i ORRS ei 9DOLG RQO\ LQ $FWLYH 6WDWHVn i LQ DOO RWKHUV 'HDFWLYDWLRQ ,QGLFDWRU o'($&797'oi i H[SLUDWLRQ RI WKH 'HDFWLYDWLRQ WLPHU DQG WKH WUDQVLWLRQ IURP WKH 3HQGLQJ 'HDFWLYDWLRQ VWDWH WR WKH 'HDFWLYDWHG VWDWHi &DXVHV LQWHUUXSW RQ FKDQJLQJ IURP i WR ia PDVNHG ZKHQ '($&706. ii /DWFKHG HYHQWa UHVHW RQ UHDGa ZLWK SHUVLVWHQFH ZKLOH LQ WKH 'HDFWLYDWHG 6WDWHi /LQN $FWLYH ,QGLFDWRUn oACTIVEon DFWLYH /RZi i HQWU\ LQWR WKH 3HQGLQJ 'HDFWLYDWLRQ VWDWHi &DXVHV LQWHUUXSW RQ FKDQJLQJ IURP i WR ia PDVNHG E\ $&7%06. ii /DWFKHG HYHQWa UHVHW RQ UHDGa ZLWK SHUVLVWHQFH ZKLOH LQ WKH 3HQGLQJ 'HDFWLYDWLRQ 6WDWHi /LQN $FWLYH ,QGLFDWRUn o$&7,9(on DFWLYH +LJKi i &RPSOHWLRQ RI OD\HU i DFWLYDWLRQ DQG HQWU\ LQWR WKH $FWLYHi VWDWHi &DXVHV LQWHUUXSW RQ FKDQJLQJ IURP i WR ia PDVNHG E\ $&706. ii /DWFKHG HYHQWa UHVHW RQ UHDG ZLWK SHUVLVWHQFH LI VWLOO LQ WKH $FWLYH 6WDWHi i i 5'i5HFHLYHU *DLQ :RUG 5HJLVWHU $GGUHVVa $aeai! iiii 'HIDXOWa [[K o[ XQGHILQHGo $WWULEXWHVa 5HDG 2QO\ 7KH aELW ZRUG LQ WKLV UHJLVWHU LV WKH HLJKW PRVW VLJQLILFDQW ELWV RI WKH PDLQ ))( $*& WDSn ZKLFKn DORQJ ZLWK WKH $*& DQG '$*& YDOXHV o5'con UHSUHVHQW WKH UHFHLYHU JDLQ UHTXLUHG WR FRPSHQVDWH IRU OLQH ORVVn DQG WR QRUPDOL]H WKH UHFHLYH e%i4 SXOVHV WR D IL[HG WKUHVKROGi %LW Eae oVLJQ ELWn DOZD\V io LV WKH 06% ZLWK ELW Ei WKH /6%i 7KH $*& WDS YDOXH LV GHWHUPLQHG DV IROORZVa $*& 7DS %LW aeai ELoeLc Li c 7DEOH iea 5HFHLYHU *DLQ :RUG 5HJLVWHU 'HVFULSWLRQ ))( $*& 7DS 9DOXH oHLJKW PRVW VLJQLILFDQW ELWVoi L1 aeiii 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW 5'e1RLVH 0DUJLQ 5HJLVWHU $GGUHVVa $aeai! iiii 'HIDXOWa [[K o[ XQGHILQHGo $WWULEXWHVa 5HDG 2QO\ 7KH QRLVH PDUJLQ RI WKH UHFHLYHG VLJQDO LV DQ LQSXW WR WKH 0'6/ IUDPHU(c)V $FWLYDWLRQ 6WDWH 0DFKLQHi 7KH QRLVH PDUJLQ PXVW UHDFK D WKUHVKROG OHYHO EHIRUH WKH 0'6/ IUDPHU FDQ WUDQVLWLRQ WR WKH IXOO\ $FWLYH 6WDWHi 7KH 0'63 SURYLGHV D FDOFXODWHGn ORJDULWKPLF QRLVH PDUJLQ YDOXH XVHG E\ WKH 0'6/ IUDPHUi 7KLV HLJKWELW ZRUGn VWRUHG LQ UHJLVWHU 5'en LV DYDLODEOH HYHU\ EDXGn DOWKRXJK XSGDWHG RQO\ HYHU\ ce EDXGi 7DEOH ie VKRZV WKH QRLVH PDUJLQ FRGLQJi 7R FDOFXODWH WKH 615n XVH WKLV HTXDWLRQa 615 1RLVH 0DUJLQ o eiie G% (UURU SURSDJDWLRQ LQ WKH ')( DQG GHVFUDPEOHU PD\ LQWURGXFH VRPH IUDFWLRQDO HUURUV LQ WKLV IRUPXODn KRZ HYHUn WKH UHODWLRQVKLS EHWZHHQ WKH 615 DQG WKH QRLVH PDUJLQ UHPDLQV YDOLG DV ORQJ DV WKH QRLVH IROORZV D *DXVVLDQ GLVWULEXWLRQi 6LQFH WKH DYHUDJH SHULRG RI WKH FDOFXODWLRQ LV YHU\ VKRUW oce EDXGVon WKH UHFRPPHQGHG SURFHGXUH IRU HYDO XDWLQJ WUDQVPLVVLRQ TXDOLW\ LV WR DYHUDJH DW OHDVW iiii VDPSOHVi 7DEOH iea 1RLVH 0DUJLQ 5HJLVWHU 5'e o1RLVH 0DUJLQ &RGLQJo 06% ae i i i i i i i i i i i i i i i i i i i c i i i i i i i i i i i i i i i i i i i e e e e /6% i i 1RLVH 0DUJLQi i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i oecie oeeie oeiie oeiie oiaie oiaie oiaii oiaeii oicii oieii oieii oieii oieii oiiii oiiii oaii oaii oaeii ocii oeii oeii oeii oeii oiii iii iii eii eii eii eii cii i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i i $FFXUDF\ RI QRLVH PDUJLQ LV `i G%i aeiie L1 )XQFWLRQDO 'HVFULSWLRQ 5'e o/6%on 5'e o06%o&RHIILFLHQW 5HDG 5HJLVWHU 5'e o$aeai! iiiio 5'e o$aeai! iiiio 'HIDXOWa [[K o[ XQGHILQHGo $WWULEXWHVa 5HDG 2QO\ &RHIILFLHQW 5HDG :RUG oUHDG IURP WKH 0'63o FRPHV IURP WKH ORFDWLRQ FRQILJXUHG LQ WKH 5HDG &RHIILFLHQW 6HOHFW 5HJ LVWHU o:5en $GGUHVV $aeai! iiiioi 7KH 0'63 XSGDWHV WKLV ZRUG RQ WKH ULVLQJ HGJH RI WKH UHFHLYH FORFNn 5;B&.i 5HDG UHJLVWHU 5'e LV WKH ORZHU E\WHn DQG 5'e LV WKH XSSHU E\WHi 7DEOH iea &RHIILFLHQW 5HDG 5HJLVWHU %LW aeai 'HVFULSWLRQ &RHIILFLHQW :RUG 9DOXHi 5'e FRQWDLQV WKH ORZHU E\WHa 5'e WKH XSSHU E\WHi $GGUHVVa 5'e$FWLYDWLRQ 6WDWXV 5HJLVWHU $GGUHVVa $aeai! iiii 'HIDXOWa [[K o[ XQGHILQHGo $WWULEXWHVa 5HDG 2QO\ 7KH $&7 ELWV LQGLFDWH WKH FXUUHQW VWDWH RI WKH 0'63 WUDQVFHLYHU GXULQJ WKH $FWLYDWLQJ 6WDWH DV OLVWHG LQ 7DEOH iei o)RU DQ\ VWDWH RWKHU WKDQ WKH $FWLYDWLQJ 6WDWHn WKH $&7 ELWV ZLOO EH |iiiiio 7DEOH iea $FWLYDWLRQ 6WDWXV 5HJLVWHU 5'e $&7 %LWV eai iiii iiii iiii iiii iiii iiii iiii iiii iiii 6WDWH LQ 0DVWHU 0RGH ,QDFWLYH 3UH$*& 3UH(& 6,*'(7 $$*& (& 3// e/9/'(7 )50'(7 6WDWH LQ 6ODYH 0RGH ,QDFWLYH :DLW $$*& (& 3//i 3//e e/9/'(7 )50'(7 L1 aeiie 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW 5'c5HFHLYH 6WHS *DLQ 5HJLVWHU $GGUHVVa $aeai! iiii 'HIDXOWa [[K o[ XQGHILQHGo $WWULEXWHVa 5HDG 2QO\ 7KLV aELW UHJLVWHU UHSUHVHQWV $*& DQG ))( JDLQ FRHIILFLHQWV o*$*& DQG *))(n UHVSHFWLYHO\oi %LW DVVLJQPHQWV DUH OLVWHG LQ 7DEOH ici 7KH DSSUR[LPDWH OLQH ORVV o//o FDQ EH GHWHUPLQHG XVLQJ WKHVH YDOXHV LQ WKH IROORZLQJ HTXDWLRQa // eiORJii o*))( o $*& WDSo o *$*& o ea G% *))( FRUUHVSRQGV WR '$*& LQ WKH 0'63 DQG *$*& LV IURP WKH ,$)(i %LWV 67i67e LQGLFDWH WKH 'DWD 3XPS DFWL YDWLRQ VWDWHV DV VKRZQ LQ )LJXUHV a DQG ii DQG 7DEOH iai 7DEOH ica 5HFHLYHU $*& DQG ))( 6WHS *DLQ 5HJLVWHU 5'c %LW ae c eae 67ei 'DWD 3XPS $FWLYDWLRQ 6WDWHELW e 67ii 'DWD 3XPS $FWLYDWLRQ 6WDWHELW i *))(in *))(ii 'LJLWDO *DLQ :RUGELW i DQG 'LJLWDO *DLQ :RUGELW ii %LWV aeae!*))( 9DOXH ii ei i ii ei e ii ee e ii ee a e eai 67ii 'DWD 3XPS $FWLYDWLRQ 6WDWHELW i *$*&e*$*&ii $QDORJ *DLQ :RUGELW eni DQG ii %LWV aeai!*$*& 9DOXH oG%o iii ie iii ii iii a iii c iii e iii e iii i iii oe 'HVFULSWLRQ aeiie L1 )XQFWLRQDO 'HVFULSWLRQ $FWLYDWLRQ 7KH 0'6/ 'DWD 3XPS LQWHJUDWHV DOO ORJLF UHTXLUHG WR PDQ DJH OLQN DFWLYDWLRQ DQG GHDFWLYDWLRQi )LJXUH a LOOXVWUDWHV WKH $FWLYDWLRQ 6WDWH 0DFKLQH IRU WKH 0DVWHU PRGHi )LJXUH ii LOOXVWUDWHV WKH 6ODYH PRGH VWDWH PDFKLQHi ,Q VRIWZDUH PRGHn WKH 67Q ELWV LQ 5HDG 5HJLVWHU c o$''5 iiiio VKRZ WKH FXUUHQW VWDWXV RI WKH VWDWH PDFKLQHi 0DVWHU 0RGH $FWLYDWLRQ 6HTXHQFH :KHQ WKH 0DVWHU 'DWD 3XPS LV SRZHUHG XS DQG UHVHW LV DSSOLHGn WKH FKLS VHW LV LQ WKH ,QDFWLYH 6WDWH DV VKRZQ DW WKH WRS RI )LJXUH ai 6WDUWLQJ DW WKH ,QDFWLYH 6WDWHn WKH GHYLFH SURJUHVVHV LQ D FORFNZLVH GLUHFWLRQ WKURXJK WKH $FWLYDWLQJn $FWLYHin $FWLYHen 3HQGLQJ 'HDFWLYDWLRQ DQG 'HDFWLYDWHG 6WDWHVi ,Q WKH KDUGZDUH PRGH ZKHQ WKH 'DWD 3XPS LV LQ WKH ,QDFWLYH 6WDWH DQG WKH 48,(7 SLQ LV /RZn D /RZWR+LJK WUDQVLWLRQ RQ WKH $&75(4 SLQ LQLWLDWHV DFWLYDWLRQ RI WKH OLQN o6HH 7DEOH iaeoi ,Q WKH VRIWZDUH PRGH ZKHQ WKH 'DWD 3XPS LV LQ WKH ,QDFWLYH 6WDWH DQG WKH 48,(7 ELW LV VHW WR in VHWWLQJ WKH $&75(4 ELW WR i LQLWLDWHV DFWLYDWLRQ RI WKH OLQNi %HFDXVH WKH $&75(4 FRQWURO ELW LV OHYHO VHQVLQJn WR JHQ HUDWH D VLQJOH UHTXHVWn $&75(4 VKRXOG EH VHW WR i DQG WKHQ UHVHW WR i DJDLQ EHIRUH WKH $FWLYDWLRQ 7LPHU SHULRG HODSVHVi 'XULQJ WKH $FWLYDWLQJ 6WDWHn WKH HFKR FDQFHOOHUn HTXDOL]HUV DQG WLPLQJ UHFRYHU\ FLUFXLWV DUH DOO DGDSWLQJ GXULQJ WKH VLPXOWDQHRXV WUDQVPLVVLRQ DQG UHFHSWLRQ RI WKH IUDPHGn VFUDPEOHGRQHV GDWD WUDQVPLWWHG ILUVW DV D WZROHYHO FRGH o6io DQG WKHQ DV D IRXUOHYHO FRGH o6ioi ,I WKH UHFHLYH IUDPH V\QF ZRUG LV QRW GHWHFWHG LQ WZR FRQVHFXWLYH IUDPHV EHIRUH WKH DFWLYDWLRQ WLPHU H[SLUHV WKH GHYLFH PRYHV WR WKH 'HDF WLYDWHG 6WDWH DQG FHDVHV WUDQVPLVVLRQi $IWHU UHDFKLQJ WKH 'HDFWLYDWHG VWDWH WKLV ZD\n LW ZLOO WKHQ LPPHGLDWHO\ WUDQVL WLRQ WR WKH ,QDFWLYH 6WDWH oVHWWLQJ /26 UHJDUGOHVV RI ZKHWKHU 6ODYH WUDQVPLVVLRQ HQGHGoi 7KH QH[W DFWLYDWLRQ UHTXHVW VKRXOG QRW EH JHQHUDWHG IRU RQH DFWLYDWLRQ WLPHU SHULRG WR DOORZ WKH 6ODYH WR WLPHRXWn GHWHFW /26 DQG PRYH IURP WKH 'HDFWLYDWHG WR WKH ,QDFWLYH 6WDWHi 0LFURSURFHVVRU EDVHG V\VWHPV PD\ UHGXFH WKLV WLPH E\ UHVHWWLQJ WKH 6ODYH GDWD SXPS IURP WKH $FWLYDWLQJ 6WDWH ZKHQ QR 0DVWHU VLJQDO LV SUHVHQWi 6XFFHVVIXO GHWHFWLRQ RI WKH V\QF ZRUG GULYHV WKH 6WDWH PDFKLQH WR WKH $FWLYHi 6WDWHi 7KLV LV LQGLFDWHG E\ D iWRi WUDQVLWLRQ RI WKH $&7,9( ELW RU +LJK WR /RZ WUDQVLWLRQ RI WKH ACTIVE SLQi ,I WKH 0DVWHU 'DWD 3XPS UHPDLQV ORFNHG WR WKH V\QF ZRUG XQWLO WKH DFWLYDWLRQ WLPHU H[SLUHVn WKH GHYLFH WUDQVLWLRQV WR WKH $FWLYHe oIXOO\ DFWLYHo 6WDWHi ,I V\QF LV ORVWn DV LQGLFDWHG E\ D iWRi WUDQVLWLRQ RQ WKH ACTIVE SLQn WKH 0DVWHU 'DWD 3XPS WUDQVLWLRQV WR WKH 3HQGLQJ 'HDFWLYDWLRQ 6WDWHi 7DEOH iaea 6WDWH 0DFKLQH 7LPHU 'XUDWLRQV o6HH )LJXUHV a DQG iio 1RPLQDO 7LPHU 'XUDWLRQ oVHFRQGVo 7LPHU $FWLYDWLRQ 7LPHUi eaee NESV eii NESV eea NESV aeae NESV 'HVFULSWLRQ 0DVWHU 0RGHa 6WDUWV ZLWK DQ DFWLYDWLRQ UHTXHVWi 5HVWDUWV ZKHQ D VLJQDO LV GHWHFWHG IURP WKH 6ODYHi 6ODYH 0RGHa 6WDUWV ZKHQ D VLJQDO LV GHWHFWHG IURP WKH 0DVWHUi 6WDUWV GXH WR /RVV RI 6\QF :RUG IRU c FRQVHFXWLYH IUDPHVn WULJJHULQJ WKH 3HQGLQJ 'HDFWLYDWLRQ VWDWHi 0DVWHU 0RGHa 6WDUWV LQ 'HDFWLYDWHG VWDWH RQFH WKH 6ODYH LV TXLHWi 6ODYH 0RGHa QRW XVHGi 7KH DPRXQW RI WLPH WKH 0DVWHU PXVW EH LQ WKH ,QDFWLYH VWDWH EHIRUH DQRWKHU DFWLYDWLRQ UHTXHVW FDQ EH PDGH DIWHU WKH 'DWD 3XPS GHDFWLYDWHV GLUHFWO\ IURP WKH $FWL YDWLQJ 6WDWHi acie eaii eeie eiii 'HDFWLYDWLRQ 7LPHUen e /26 7LPHUe cii eii eii eii eii iie eii iii 'HOD\ UHTXLUHG EHIRUH QH[W DFWLYDWLRQ UHTXHVW acie eaii eeie eiii ii ,I WLPH HODSVHV DQG GDWD SXPS KDV QRW PRYHG WR $FWLYHi VWDWHn WKH GDWD SXPS HQWHUV WKH 'HDFWLYDWHG 6WDWHi ei 3HQGLQJ 'HDFWLYDWLRQ FDQ EH UHDFKHG IURP HLWKHU $FWLYHi RU $FWLYHe VWDWHVn LI ORVV RI V\QF ZRUG RFFXUV IRU c IUDPHVi ei ,I V\QF ZRUG GHWHFWLRQ GRHV QRW RFFXU EHIRUH WLPH HODSVHVn WKH GDWD SXPS GHDFWLYDWHVi ei :KHQ WKH GDWD SXPS IDLOV WR DFWLYDWH LQ WKH $FWLYDWLQJ VWDWHn WKHUH LV QR ZDLWLQJ SHULRG LQ WKH 'HDFWLYDWHG VWDWHa WKH GDWD SXPS LPPHGLDWHO\ JRHV ,Q DFWLYHi L1 aeiie 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW )LJXUH aa 0DVWHU 0RGH $FWLYDWLRQ 6WDWH 0DFKLQH 3RZHU 2Q i ,QDFWLYH 7; 2II oin in io 'HDFWLYDWHG 7; 2II oin in io '($&797' i i i /26 $FWLYDWLRQ 7LPHU ([SLUDWLRQ $&75(4 i i 3HQGLQJ 'HDFWLYDWLRQ 7; 2Q oin in io $&7,9( i i $&7,9( i i $FWLYHe 7; 2Q oin in io $&7,9( i i $&7,9( i i $FWLYDWLQJ 7; 2Q o6in6io oin in io $&7,9( i $FWLYHi i $FWYDWLRQ 7LPHU ([SLUDWLRQ 7; 2Q oin in io 127(a oQn Qn Qo LQGLFDWHV WKH VWDWXV RI ELWV 67en 67i DQG 67i UHVSHFWLYHO\i ,Q 3HQGLQJ 'HDFWLYDWLRQn WKH 0DVWHU 'DWD 3XPS SURJUHVVHV WR WKH 'HDFWLYDWHG DQG ,QDFWLYH 6WDWHV ZLWK WKH H[SLUDWLRQ RI WKH UHVSHFWLYH WLPHUVi ,I WKH V\QF ZRUG LV GHWHFWHG EHIRUH WKH 3HQGLQJ 'HDFWLYDWLRQ WLPHU H[SLUHVn WKH 0DVWHU 'DWD 3XPS UHWXUQV WR HLWKHU $FWLYHi RU $FWLYHei o7KH 0DVWHU 'DWD 3XPS UHWXUQV WR ZKLFK HYHU VWDWH LW RFFXSLHG EHIRUH WUDQVLWLRQLQJ WR 3HQGLQJ 'HDFWLYDWLRQio 7KH 0DVWHU 'DWD 3XPS ZLOO H[LW WKH $FWLYHe 6WDWH LQ RQH RI WZR ZD\Vi $ /RZWR+LJK WUDQVLWLRQ RQ WKH 48,(7 SLQ o+DUGZDUH 0RGHo RU WKH 48,(7 ELW o6RIWZDUH 0RGHon IRUFHV WKH 0DVWHU 'DWD 3XPS GLUHFWO\ WR WKH 'HDFWLYDWHG 6WDWHi 7KH RQO\ RWKHU PHDQV RI H[LWLQJ WKH $FWLYH 6WDWH LV WKURXJK D ORVV RI UHFHLYH V\QF ZRUGi ACTIVE JRHV /RZ ZKHQ VL[ FRQVHFXWLYH IUDPHV RFFXU ZLWKRXW D V\QF ZRUG PDWFK VHQGLQJ WKH 0DVWHU 'DWD 3XPS LQWR WKH 3HQGLQJ 'HDFWLYDWLRQ 6WDWHi 7KH 0DVWHU 'DWD 3XPS UHPDLQV LQ WKH 3HQGLQJ 'HDFWLYD WLRQ 6WDWH IRU D PD[LPXP RI WZR VHFRQGVi ,I D V\QF ZRUG LV GHWHFWHG ZLWKLQ WKH WLPH OLPLWn WKH 0DVWHU 'DWD 3XPS UH HQWHUV WKH $FWLYH 6WDWHi ,I QRWn '($&797' JRHV +LJK DQG WKH FKLS VHW JRHV WR WKH 'HDFWLYDWHG 6WDWHi :KHQ WKH 'HDF WLYDWHG 6WDWH LV UHDFKHG IURP 3HQGLQJ 'HDFWLYDWLRQn WKH 0DVWHU 'DWD 3XPS UHWXUQV WR WKH ,QDFWLYH 6WDWH DQG GHFODUHV /26 ZKHQ LW GHWHFWV QR VLJQDO IURP WKH 6ODYH IRU RQH VHF RQGi 7KH 'DWD 3XPS ZDLWV LQ WKH ,QDFWLYH 6WDWH EHIRUH DQRWKHU DFWLYDWLRQ DWWHPSW o6HH 7DEOH iaeoi aeiic L1 )XQFWLRQDO 'HVFULSWLRQ 6ODYH 0RGH $FWLYDWLRQ 6HTXHQFH )LJXUHV ii DQG ii UHSUHVHQW WKH 6ODYH 'DWD 3XPS $FWLYD WLRQ 6WDWH 0DFKLQH DQG WKH 6ODYH 0'6/ )UDPHU 6WDWH 0DFKLQHi 7KH DFWLYDWLRQ VWDWH PDFKLQHV IRU 6ODYH DQG 0DV WHU GHYLFHV DUH VLPLODUi %RWK 'DWD 3XPS PDFKLQHV VWDUW DW WKH ,QDFWLYH 6WDWH DQG SURJUHVV FORFNZLVH WKURXJK WKH $FWL YDWLQJn $FWLYHin $FWLYHen 3HQGLQJ 'HDFWLYDWLRQn DQG 'HDFWLYDWHG 6WDWHVi 2QH GLIIHUHQFH EHWZHHQ WKHP LV LQ WKH LQLWLDO FRQGLWLRQ UHTXLUHG WR H[LW IURP WKH ,QDFWLYH 6WDWHi 7KH 0DVWHU 'DWD 3XPS UHVSRQGV WR WKH $FWLYDWLRQ 5HTXHVW o$&75(4o VLJQDOi 7KH 6ODYH GHYLFH UHVSRQGV RQO\ WR WKH SUHVHQFH RI VLJQDO HQHUJ\ RQ WKH OLQNi 7KXVn RQO\ DQ DFWLYH 0DVWHU GHYLFH FDQ EULQJ XS WKH OLQNi 2QFH WKH 0DVWHU EHJLQV WUDQVPLWWLQJn WKH 6ODYH GHYLFH ZLOO DXWRPDWLFDOO\ DFWLYDWH DQG DWWHPSW V\QFKURQL]DWLRQi 7KH RWKHU GLIIHUHQFH EHWZHHQ WKH 'DWD 3XPS VWDWH PDFKLQHV LV WKH LPSHWXV IRU WKH FKDQJH IURP WKH 'HDFWL YDWHG WR WKH ,QDFWLYH 6WDWHi ,Q WKH 0DVWHU 'DWD 3XPSn H[SL UDWLRQ RI D RQHVHFRQG ORVV RI VLJQDO WLPHU oDIWHU IDU HQG VLJQDO HQHUJ\ FHDVHVo ZLOO FDXVH WKH WUDQVLWLRQi ,Q WKH 6ODYH WKH WUDQVLWLRQ RFFXUV LPPHGLDWHO\ RQ /RVV RI 6LJQDO o/26oi )LJXUH iia 6ODYH 0RGH $FWLYDWLRQ 6WDWH 0DFKLQH 7DEOH iaa 'DWD 3XPS $FWLYDWLRQ 6WDWHV 67e i i i i i i i i 67i i i i i i i i i 67i i i i i i i i i 'DWD 3XPS 6WDWH ,QDFWLYH $FWLYDWLQJ $FWLYD WLRQ WLPHU UXQQLQJ $FWLYH $FWLYDWLRQ WLPHU UXQQLQJ o$FWLYH ioi $FWLYH $FWLYDWLRQ WLPHU H[SLUHG o$FWLYH eoi 3HQGLQJ 'HDFWLYDWLRQi 'HDFWLYDWHG XQXVHG XQXVHG ii 7KH GDWD SXPS VDPSOHV WKH 7'$7$ LQSXW IRU DOO WUDQVPLW GDWD H[ FHSW WKH ie V\QF ELWV DW WKH VWDUW RI HDFK IUDPH GXULQJ VWDWHV iiin iii DQG iiii 'HDFWLYDWHG 7; 2II oin in io '($&797' i i i /26 iVHF 7LPHU i ,QDFWLYH 7; 2II oin in io i /26 i 3RZHU 2Q $FWLYDWLRQ 7LPHU ([SLUDWLRQ 3HQGLQJ 'HDFWLYDWLRQ 7; 2Q oin in io $&7,9( i i $&7,9( i i $FWLYHe 7; 2Q oin in io $&7,9( i i $&7,9( i i $FWLYDWLQJ 7; 2Q o6in6io oin in io $&7,9( i $FWLYHi i $FWYDWLRQ 7LPHU ([SLUDWLRQ 7; 2Q oin in io 127(a oQn Qn Qo LQGLFDWHV WKH VWDWXV RI ELWV 67en 67i DQG 67i UHVSHFWLYHO\i L1 aeiiae 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW 6\QFKURQL]DWLRQ 6WDWH 0DFKLQH )LJXUH ii VKRZV WKH 0'6/ 6\QFKURQL]DWLRQ 6WDWH 0DFKLQH LQFRUSRUDWHG LQ WKH 0'63i ,W DSSOLHV WR ERWK 0DV WHU DQG 6ODYH GHYLFHVi 7DEOH ia OLVWV WKH FRUUHVSRQGHQFH EHWZHHQ WKH 6\QFKURQL]DWLRQ VWDWHV DQG $FWLYDWLRQ VWDWHVi 7KH 6\QF VWDWH PDFKLQH LV FORFNHG E\ WKH UHFHLYH VLJQDO IUDPLQJi 6WDUWLQJ DW WKH LQLWLDO 2XWRI6\QF FRQGLWLRQ o6WDWH ion WKH GHYLFH SURJUHVVHV LQ D FORFNZLVH GLUHFWLRQ WKURXJK 6WDWH i XQWLO 6\QF LV GHFODUHG LQ 6WDWH ei 7ZR FRQVHFXWLYH IUDPH V\QF ZRUG PDWFKHV DUH UHTXLUHG WR DFKLHYH V\QFKUR QL]DWLRQi 2QFH WKH ,Q6\QF FRQGLWLRQ LV GHFODUHGn VL[ FRQVHFXWLYH IUDPH V\QF PLVPDWFKHV ZLOO FDXVH WKH GHYLFH WR WUDQVLWLRQ WKURXJK 6WDWHV e WKURXJK ae DQG GHFODUH DQ 2XWRI6\QF FRQ GLWLRQ LQ 6WDWH ai )URP 6WDWH an WKH GHYLFH ZLOO UHWXUQ HLWKHU WR 6WDWH e RU WR 6WDWH ii ,I WKH 3HQGLQJ 'HDFWLYDWLRQ WLPHU )LJXUH iia 0'6/ 6\QFKURQL]DWLRQ 6WDWH 0DFKLQH 1R 6\QF 6\QF ,QLWLDO u2XWRI6\QFu 6WDWH i $&7,9( i /26 i H[SLUHV ZLWKRXW UHHVWDEOLVKLQJ IUDPH V\QF RU LI WKH UHFHLYH VLJQDO HQHUJ\ LV QR ORQJHU GHWHFWHGn WKH GHYLFH UHWXUQV GLUHFWO\ WR 6WDWH ii ,I IUDPH V\QF LV UHHVWDEOLVKHGn WKH GHYLFH ZLOO UHWXUQ WR WKH ,Q6\QF FRQGLWLRQ o6WDWH eo WKURXJK 6WDWH a LI WZR FRQVHFX WLYH IUDPHV DUH UHFHLYHG ZLWKRXW DQ\ FKDQJH RI IUDPH DOLJQ PHQW o&2)$ ioi ,I D FKDQJH RI IUDPH DOLJQPHQW GRHV RFFXU o&2)$ ion WZR FRQVHFXWLYH PDWFKHV DUH UHTXLUHG WR WUDQVLWLRQ WKURXJK 6WDWH ii EDFN WR 6WDWH ei 7DEOH iaa $FWLYDWLRQ DQG 6\QFKURQL]DWLRQ 6WDWHV $FWLYDWLRQ 6WDWH ,QDFWLYH $FWLYDWLQJ $FWLYH 3HQGLQJ 'HDFWLYDWLRQ 6\QFKURQL]DWLRQ 6WDWHV 6WDWH i 6WDWH i 6WDWHV en en en en cn DQG ae 6WDWHV an an DQG ii 6\QF i 1R 6\QF 6\QF ZLWK 1R &KDQJH 2I )UDPH $OLJQPHQW 1R 6\QF 6\QF o&2)$ io a ,Q 6\QF 6WDWH e $&7,9( /26 i i /26 i RU '($&797' 6\QF 6\QF i 2XW RI 6\QF 1R 6\QF 6WDWH a $&7,9( i /26 i 6\QF ae 1R 6\QF 1R 6\QF c 1R 6\QF e 1R 6\QF e 1R 6\QF e 1R 6\QF 1R 6\QF 6\QF ZLWK &KDQJH 2I )UDPH $OLJQPHQW ii &2)$ i 6\QF &2)$ i 127(6a ii|6\QF )UDPH 6\QF :RUG 0DWFKi |1R 6\QF )UDPH 6\QF :RUG 0LVPDWFKi ei$ iWRi WUDQVLWLRQ RQ 48,(7 ZLOO VHW WKH 6\QF 6WDWH 0DFKLQH IURP DQ\ 6WDWH WR 6WDWH ii ei([SLUDWLRQ RI WKH $FWLYDWLRQ 7LPHU ZLOO VHW WKH 6\QF 6WDWH 0DFKLQH IURP 6WDWH i WR 6WDWH ii aeiia L1 $SSOLFDWLRQ ,QIRUPDWLRQ $33/,&$7,21 ,1)250$7,21 3&% /D\RXW 7KH IROORZLQJ DUH JHQHUDO FRQVLGHUDWLRQV IRU 3&% OD\RXW XVLQJ WKH 0'6/ 'DWD 3XPS FKLS VHWa 5HIHU WR )LJXUHV ien ie DQG ien DQG 7DEOH eii 8VH D IRXUOD\HU RU PRUH 3&% OD\RXWn ZLWK HPEHGGHG SRZHU DQG JURXQG SODQHVi %ULQJ WKH GLJLWDO SRZHU DQG JURXQG SODQHV GRZQ WR LQFOXGH SLQV ic DQG eeea RI WKH ,$)(i %UHDN XS WKH SRZHU DQG JURXQG SODQHV LQWR WKH IRO ORZLQJ UHJLRQVi 7LH WKHVH UHJLRQV WRJHWKHU DW WKH FRP PRQ SRLQW ZKHUH SRZHU FRQQHFWV WR WKH FLUFXLWa 'LJLWDO 5HJLRQ $QDORJ 5HJLRQ 9&;2 VXEUHJLRQ ,$)(n /LQH ,i)n DQG ,%,$6 VXEUHJLRQ 8VH ODUJHU IHHGWKURXJKV o|YLDVo DQG WUDFNV IRU FRQ QHFWLQJ WKH SRZHU DQG JURXQG SODQHV WR WKH SRZHU DQG JURXQG SLQV RI WKH ,&V WKDQ IRU VLJQDO FRQQHFWLRQVi 3ODFH WKH GHFRXSOLQJ FDSDFLWRUV ULJKW DW WKH IHHG WKURXJK SRZHUiJURXQG SODQH WLHVn RU RQ WKH WUDFNV WR WKH ,& SRZHUiJURXQG SLQV DV FORVH WR WKH SLQV DV SRVVL EOHi 2Q WKH 8VHU ,QWHUIDFH &RQQHFWRUn URXWH GLJLWDO VLJQDOV WR DYRLG SUR[LPLW\ WR WKH 7,3n 5,1*n DQG &7 OLQHVi 3URYLGH DW OHDVW iii ") RU PRUH RI EXON SRZHU VXSSO\ GHFRXSOLQJ DW WKH SRLQW ZKHUH SRZHU LV FRQQHFWHG WR WKH 'DWD 3XPS FLUFXLWi $QDORJ 6HFWLRQ 7KH DQDORJ VHFWLRQ RI WKH 3&% FRQVLVWV RI WKH IROORZLQJ VXEVHFWLRQVa ii ,$)( DQG SRZHU VXSSO\ GHFRXSOLQJ FDSDFLWRUV ei %LDV &XUUHQW *HQHUDWRU ei 9ROWDJH &RQWUROOHG &U\VWDO 2VFLOODWRU ei /LQH ,QWHUIDFH &LUFXLW 5RXWH GLJLWDO VLJQDOV $'in $'in 5;B&.n 6(5B&7/n 76*1n 70$*n 7;B&.n DQG $*&B6(7 RQ WKH VROGHU VLGH RI WKH 3&%n DQG URXWH DOO DQDORJ VLJQDOV RQ WKH FRPSRQHQW VLGH DV PXFK DV SRVVLEOHi 5RXWH WKH IROORZLQJ VLJQDO SDLUV DV DGMDFHQW WUDFHVa 77,3i75,1* %7,3i%5,1* 57,3i55,1* EXW NHHS WKH SDLUV VHSDUDWHG IURP HDFK RWKHU DV PXFK DV SRVVLEOHi 'R QRW UXQ WKH DQDORJ JURXQG SODQH XQGHU WKH WUDQV IRUPHU OLQH VLGH WR PD[LPL]H KLJK YROWDJH LVRODWLRQi 7KH ,$)( VKRXOG EH SODFHG VXFK WKDW SLQ i LV QHDU SLQ ee RI WKH 0'63 DQG SLQV ieia DUH QHDU WKH HGJH RI WKH 3&%n ZLWK WKH OLQH WUDQVIRUPHU DQG FRQQHFWRUi 'LJLWDO 6HFWLRQ .HHS DOO GLJLWDO WUDFHV VHSDUDWHG IURP WKH DQDORJ UH JLRQ RI WKH 'DWD 3XPS OD\RXWi 3URYLGH KLJK IUHTXHQF\ GHFRXSOLQJ FDSDFLWRUV oiiii ") FHUDPLF RU PRQROLWKLFo DURXQG WKH 0'63 DV VKRZQ LQ )LJXUHV ie DQG iei 7KH FDSDFLWRU RQ WKH 0'63 9&&i SLQ oSLQ io VKRXOG EH RQ WKH ,& VLGH RI WKH GLRGHi ,W LV SRVVLEOH WR UHSODFH WKH 1$1' JDWH oVKRZQ LQ )LJXUH ieo ZLWK DQ $1' JDWHi L1 aeiia 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW )LJXUH iea 3&% /D\RXW *XLGHOLQHV c ae i ee ei ea 0'63 6.aeiaeei 5(6(7e $*&.,. 7&.e0 &.ee0 70$* 76*1 ia ia ei ei ee ee ee ee ec eae ea )6 iae e e e i ea eae ec ee '9&& ee *1'e ei '75 $'i $'i 9&& *1' 'e 5e 'i 5e &ae &e &e 'LJLWDO *1' DQG 9&& 3ODQHV $QDORJ *1' DQG 9&& 3ODQHV ,$)( 6.aeiaeei 55,1* 5*1' 57,3 %7,3 79&& ee ee 7*1' ei ei ia %5,1* ie ie ie ie ic iae ia &i &e 5i &e 5e 5c &c 5ii 5e 5ii 5a QiF 5ae 5a 5ie 7,3 127(a 7KH 9&& DQG *1' SODQHV IRU 'LJLWDO DQG $QDORJ VLGHV VKRXOG EH FRQQHFWHG DW D VLQJOH SRLQWi aeiii 5ie 1R *1' DQG 9&& 3ODQHV WKLV VLGH 5,1* L1 $SSOLFDWLRQ ,QIRUPDWLRQ )LJXUH iea 7\SLFDO $SSOLFDWLRQ IRU 0DVWHU 0RGH 2SHUDWLRQ o0LFURSURFHVVRU ,QWHUIDFH 0RGHo oe9 o &a &ie 'eo &a e *1'i 9&&i &ii i ee e ea *1'e *1'e 9&&e -i &ii &ie ei ee ee ie ie c 7*1' 59&& '9&& 79&& 5*1' '*1' 57,3 ie &e 55,1* ie %7,3 ic 8e 6.aeiaeei ,$)( &c %5,1* iae 77,3 75,1* ,%,$6 3*1' 93// ei ee ii 5e oe9 ae ii a iae ie ii 0'6/ '$7$ ,i) 5)3 5'$7$B67 5'$7$ %,7B&. 7)3 7'$7$ 76*1 70$* 7;B&. eae ec ee ee ec eae 76*1 70$* 7;B&. 5e 5c $*&B6(7 $'i $'i 5;B&. ee ee ee ei ei ia ea i e e e e $*&B6(7 $'i $'i 5;B&. 6(5B&7/ 9&2B&. 5a 5ii 5ii 5ae 5a e 7i iaiia ii e c 5ie 5ie e e c a eciiee ee ee ee ee $''5i $''5i $''5e $''5e 'iii'ae 5($' :5,7( &+,36(/ ,17 8i 6.aeiaeei 0'63 6(5B&7/ 9&2B&. 7(67 6/$9(B&. 0675B&. 5(6(7 &.B(1 02'( ei ia &ae ;2 ;, oe9 5(6(7 a &e a ii 352&(6625 ,i) &026 &/2&. 26&,//$725 ic[ %,7B&. ooi ee 330o 5e 5e 5i &e ie ie ie ic 1& 5ie &i oe9 &e 'i 'e 127(6a 'LRGH 'e LV RSWLRQDOi 7KH 0'63 DQG ,$)( VKRXOG KDYH LQGHSHQGHQW JURXQG SODQHV FRQQHFWHG DW D VLQJOH SRLQW QHDU SLQ e RI WKH ,$)(i 7DEOH eia &RPSRQHQWV IRU 6XJJHVWHG &LUFXLWU\ o6HH )LJXUHV ie DQG ieo 5HI &in an ii &e &en e 'HVFULSWLRQ iiii )n FHUDPLFn iio 5HI 5i 'HVFULSWLRQ eiii Nn io eeiae Nn io eiii Nn io eaa n io 'in e 'e 5HI 5ien ie 'HVFULSWLRQ eic n OLQH IHHG IXVH UHVLVWRU o$/)5eeici ,5&o 9DULFDS GLRGH o0RWRUROD 09eiao 6LOLFRQ UHFWLILHU GLRGH oi1eiiio iii )n HOHFWURO\WLFn eio 5e ORZ OHDNDJH 5 $ # ee & 5en e iiii S)n FHUDPLFn eio 5en c ii 5aen 5a VKRXOG EH ei n ZKHQ 5ie DQG 5ie oWKH eic IXVH OLQNVo DUH QRW XVHGi L1 aeiii 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW 7DEOH eia &RPSRQHQWV IRU 6XJJHVWHG &LUFXLWU\ o6HH )LJXUHV ie DQG ieo FRQWLQXHG 5HI &en c &aen iiie 'HVFULSWLRQ eaei S)n &2* RU PLFDn iio iii )n FHUDPLFn iio 5HI 5aen a i 'HVFULSWLRQ iaie n io aic n io 'HVFULSWLRQ 3XOODEOH &U\VWDO aeae NESVa eeiiaa 0+] oSQaaieeciio eea NESVa iciaac 0+] oSQaaieeeiio eii NESVa ieiaii 0+] oSQaaieecieo eaee NESVa aiaeie 0+] oSQaaieeeiio o+\4 ,QWHUQDWLRQDOo iaiia 7UDQVIRUPHU eii NESVa 0LGFRP caeiaeeaec RU 3XOVH (QJLQHHULQJ 3(cacie a eii NESVa 0LGFRP eiiia 5an ii &a iii )n HOHFWURO\WLFn eio 5ii eiea Nn io 7i ii 5aen 5a VKRXOG EH ei n ZKHQ 5ie DQG 5ie oWKH eic IXVH OLQNVo DUH QRW XVHGi )LJXUH iea 7\SLFDO $SSOLFDWLRQ IRU 6ODYH 0RGH 2SHUDWLRQ oe9 o &a &ie 'eo &a e *1'i &ii i ee e ea *1'e *1'e 9&&e -i &ii &ie ei ee ee ie ie c 7*1' 59&& '9&& 79&& 5*1' '*1' 9&&i ae ii a iae ie ii 0'6/ '$7$ ,i) 76*1 5)3 5'$7$B67 5'$7$ %,7B&. 7)3 7'$7$ $*&B6(7 $'i 70$* 7;B&. eae ec ee ee 76*1 ec 70$* eae 7;B&. 57,3 ie &e 5e 55,1* ee ee ee ei ei ia ea i e e e e $*&B6(7 $'i $'i 5;B&. 6(5B&7/ 9&2B&. 8e 6.aeiaeei ,$)( %7,3 ie ic &c 5c 5a 5ii 5ii 5ae 5a e 5e 7i iaiia ii e c 5ie 5ie e e c a eciiee ee ee ee ee $'i 8i $''5i 6.aeiaeei 5;B&. 0'63 $''5i 6(5B&7/ $''5e 9&2B&. $''5e 'iii'ae 5($' :5,7( &+,36(/ ,17 6/$9(B&. 0675B&. 7(67 5(6(7 &.B(1 02'( %5,1* 77,3 75,1* ,%,$6 3*1' iae ei ee ii oe9 ei ia oe9 5(6(7 &ae 93// a &e ;2 ;, a ii 352&(6625 ,i) 5e 5e ie ie ie ic 'i 5i &e &e 'e &026 &/2&. 26&,//$725 ic[ %,7B&. ooi ee 330o &i 127(6a 'LRGH 'e LV RSWLRQDOi 7KH 0'63 DQG ,$)( VKRXOG KDYH LQGHSHQGHQW JURXQG SODQHV FRQQHFWHG DW D VLQJOH SRLQW QHDU SLQ e RI WKH ,$)(i aeiie L1 $SSOLFDWLRQ ,QIRUPDWLRQ 7DEOH eia 7UDQVIRUPHU 6SHFLILFDWLRQV o)LJXUHV ie DQG ien 5HIHUHQFH 7io 0HDVXUH 7XUQV 5DWLR o,&a/LQHo /LQH 6LGH ,QGXFWDQFH eii NESV a eii NESV 9DOXH iaiia eia P+ iiiae P+ ei + aei S) aei G% ei G% ei G% ieii 9506 eie cii ei WR oae & eiac N+] eieii N+] 7ROHUDQFH `io `iio 7DEOH eea &U\VWDO 6SHFLILFDWLRQV o)LJXUHV ie DQG ien 5HIHUHQFH )XQGDPHQWDOn 3DUDOOHO 5HVRQDQFH oici SSP ei WR oae & `ei SSP e SSPi\HDU ie iie P: )LJXUH iea 0'63 &RQWURO DQG 6WDWXV 6LJQDOV o6WDQGDORQH 0RGHo e e c a ee eae ec ea ee ea ei ei QF ee ee ee ee $&75(4 48,(7 /223,' $&791* 705B(;3 '($&797' /26 ,/07 7;767 5375 )(/% %(/% 5&/.8 &+,36(/ :5,7( 5($' 8i 6.aeiaeei 0'63 127(a ii 7KLV ILJXUH LOOXVWUDWHV WKH 0'63 FRQWURO DQG VWDWXV VLJQDOV LQ VWDQGDORQH PRGHi $OO RWKHU 0'63 DQG ,$)( VLJQDOV DUH FRQQHFWHG DV VKRZQ LQ )LJXUHV ie DQG iei L1 aeiie 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW 7(67 63(&,),&$7,216 127( 7KH PLQLPXP DQG PD[LPXP YDOXHV LQ 7DEOHV ee WKURXJK ee DQG )LJXUHV ic WKURXJK ee UHSUHVHQW WKH SHUIRUPDQFH VSHFLILFDWLRQV RI WKH 'DWD 3XPS DQG DUH JXDUDQWHHG E\ WHVWn H[FHSW ZKHUH QRWHG E\ GHVLJQi 7DEOH eea ,$)( $EVROXWH 0D[LPXP 5DWLQJV 3DUDPHWHU 6XSSO\ YROWDJH oUHIHUHQFH WR JURXQG o ,QSXW YROWDJH en e i e 6\PERO 79&&n 59&&n '9&& 79&&n 59&&n '9&& 76725 &$87,21 0LQ iie iie9 ce 0D[ ocii 9&& o iie `ee oiei 8QLWV 9 9 P$ & n DQ\ LQSXW SLQ &RQWLQXRXV RXWSXW FXUUHQWn DQ\ RXWSXW SLQ 6WRUDJH WHPSHUDWXUH 2SHUDWLRQV DW WKH OLPLWV VKRZQ PD\ UHVXOW LQ SHUPDQHQW GDPDJH WR WKH ,QWHJUDWHG $QDORJ )URQW (QGi 1RUPDO RSHUDWLRQ DW WKHVH OLPLWV LV QHLWKHU LPSOLHG QRU JXDUDQWHHG ii 1R VXSSO\ LQSXW PD\ KDYH D PD[LPXP SRWHQWLDO RI PRUH WKDQ `iie 9 IURP DQ\ RWKHU VXSSO\ LQSXWi ei 7*1' i9a 5*1' i9a '*1' i9i ei 79&& 59&& '9&& 9&&i 7DEOH eea ,$)( 5HFRPPHQGHG 2SHUDWLQJ &RQGLWLRQV 3DUDPHWHU '& VXSSO\ $PELHQW RSHUDWLQJ WHPSHUDWXUH 6\PERO 79&&n '9&&n 59&& 7$ 0LQ eiaee ei 7\S eii oee 0D[ eiee oae 8QLWV 9 & 7DEOH eea ,$)( '& (OHFWULFDO &KDUDFWHULVWLFV o2YHU 5HFRPPHQGHG 5DQJHo 3DUDPHWHU 6XSSO\ FXUUHQW oIXOO RSHUDWLRQo ,QSXW ORZ YROWDJH ,QSXW KLJK YROWDJH 2XWSXW ORZ YROWDJH 2XWSXW KLJK YROWDJH ,QSXW OHDNDJH FXUUHQWe ,QSXW FDSDFLWDQFH oLQGLYLGXDO SLQVo /RDG FDSDFLWDQFH o0675B&. RXW SXWo 6\P ,&& 9,/ 9,+ 92/ 92+ ,,/ &,1 &/5() 0LQ eie eie 7\Si ai ie 0D[ iei iie iie `ei ei 8QLW P$ 9 9 9 9 $ S) S) 7HVW &RQGLWLRQV ae UHVLVWRU DFURVV 77,3 DQG 75,1* ,,/ a ei $ ,,+ a ei $ ,2/ a ei $ ,2+ a ei $ i a 9,1 a 9&& ii 7\SLFDO YDOXHV DUH DW ee & DQG DUH IRU GHVLJQ DLG RQO\a QRW JXDUDQWHHG DQG QRW VXEMHFW WR SURGXFWLRQ WHVWLQJi ei $SSOLHV WR SLQV en en een ec DQG eaei aeiie L1 7HVW 6SHFLILFDWLRQV 7DEOH eca ,$)( 7UDQVPLWWHU (OHFWULFDO 3DUDPHWHUV o2YHU 5HFRPPHQGHG 5DQJHo 3DUDPHWHUV ,VRODWHG SXOVH KHLJKW DW 77,3n 75,1* 6\P 6HWXS WLPH o76*1n 70$*o +ROG WLPH o76*1n 70$*o W76068 W760+ 0LQ oeieee eiaee oiiaia iiaei e ie 7\S oeicei eicei oiiaai iiaai 0D[ oeiaee eieee oiiaei iiaia 8QLW 9S 9S 9S 9S QV QV 7HVW &RQGLWLRQV 7'$7$ +LJKn 7)3 /RZ ooeo 7'$7$ /RZn 7)3 /RZ oeo 7'$7$ +LJKn 7)3 +LJK ooio 7'$7$ /RZn 7)3 +LJK oio ii 3XOVH DPSOLWXGH PHDVXUHG DFURVV D iee UHVLVWRU RQ WKH OLQH VLGH RI WKH WUDQVIRUPHU XVLQJ WKH DSSOLFDWLRQ FLUFXLW VKRZQ LQ )LJXUH ie DQG 7DEOH eii )LJXUH ica ,$)( 1RUPDOL]HG 3XOVH $PSOLWXGH 7UDQVPLW 7HPSODWH iie 7 % & ' iiiae iiii iiae iie 7 1RUPDOL]HG /HYHOV $ % & ' ( ) * + iii iiiae iiii iiae iiie iiii iiic iiie 4XDWHUQDU\ 6\PEROV oYDOXHV LQ 9ROWVo oe iiiece eiaeea eiceii eieeee iiiaeae iiiece iieeee iiieei oi iiiiaa iiaeic iiaaii iiaiae iiiece iiiiaa iiieia iiieei i iiiiaa iiaeic iiaaii iiaiae iiiece iiiiaa iiieia iiieei e iiiece eiaeea eiceii eieeee iiiaeae iiiece iieeee iiieei 7 aeiee Vn eiii Vn eiaea Vn eiee V o# eaeen eiin eea / aeae NESVo iiee 7 ( iic 7 * iiic iie 7 ie 7 + ei 7 $ iiii ) iiii iiie $ ) iiii iiii iie 7 iiie 127(a ii 3XOVH DPSOLWXGH PHDVXUHG DFURVV D iee : UHVLVWRU RQ WKH OLQH VLGH RI WKH WUDQVIRUPHU XVLQJ WKH DSSOLFDWLRQ FLUFXLW VKRZQ LQ )LJXUH ie DQG 7DEOH eii L1 aeiie 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW )LJXUH iaea 7UDQVPLW 3RZHU 6SHFWUDO 'HQVLW\8SSHU %RXQG ei ee G%Pi+] # ca N+] ee G%Pi+] # iii N+] ee G%Pi+] # iee N+] eae G%Pi+] # iac N+] ei ci eaee NESV eii NESV eea NESV aeae NESV G%Pi+] ai iii ae G%Pi+= iei iei i N+] ii N+] iii N+] iiae G%Pi+] # iiac 0+] i 0+] ii 0+] 7DEOH eaea ,$)( 5HFHLYHU (OHFWULFDO 3DUDPHWHUV o2YHU 5HFRPPHQGHG 5DQJHo 3DUDPHWHU 3URSDJDWLRQ GHOD\ o$'in $'io 7RWDO KDUPRQLF GLVWRUWLRQ 57,3n 55,1*n WR %7,3n %5,1* JDLQ UDWLR 6\P W$'' 0LQ 7\S ai iii 0D[ ee io 8QLW QV G% 9i9 9o57,3n 55,1*o e 9SS # ei N+] 7HVW &RQGLWLRQV )LJXUH iaa ,$)( 5HFHLYHU 6\QWD[ DQG 7LPLQJ $o 5HFHLYHU 6\QWD[ 9&2B&. %o 5HFHLYHU 7LPLQJ 9&2B&. 3523 '(/$< 9&2B&.ie o,17(51$/o $'in $'i $*&B6(7 5;B&. $'i $'i $*&B6(7 aeiic L1 7HVW 6SHFLILFDWLRQV )LJXUH iaa 7\SLFDO 3HUIRUPDQFH YVi /LQH 5DWH DQG &DEOH *DXJH o0HWULFo aii aeii cii iie PPn 1RLVH)UHH o1RWH io iie PPn (76, 1RLVH o1RWH eo iie PPn 1RLVH)UHH o1RWH io iie PPn (76, 1RLVH o1RWH eo 5DQJH oNPo eii eii eii eii eaee eec eii ece eea eae cec aeei aeae /LQH 5DWH oNESVo NOTES: ii 1RLVHIUHH UDQJH LV VSHFLILHG ZLWK D %LW (UURU 5DWH o%(5o OHVV WKDQ RU HTXDO WR iii [ iiaei ei 7KH UDQJH ZLWK (76, VKDSHG QRLVH FRUUHVSRQGV WR D i G% PDUJLQ ZLWK D %(5 OHVV WKDQ RU HTXDO WR iii [ iiaei 7KH SRZHU VSHFWUDO GHQVLW\ IRU (76, VWDQGDUG QRLVH LV GHILQHG LQ (76, (75iee VHFWLRQ cieieiii L1 aeiiae 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW )LJXUH eia 7\SLFDO 3HUIRUPDQFH YVi /LQH 5DWH DQG &DEOH *DXJH o(QJOLVKo ee ee ei ueen 1RLVH)UHH o1RWH io ueen $16, oc G% 6HOI1H[W o1RWH eo ueen (76, 1RLVH o1RWH eo uecn 1RLVH)UHH o1RWH io uecn $16, oc G% 6HOI1H[W o1RWH eo uecn (76, 1RLVH o1RWH eo eec eii ece eea eae cec aeei aeae 5DQJH oNIWo ia ic ie ie ii a eaee /LQH 5DWH oNESVo NOTES: ii 1RLVHIUHH UDQJH LV VSHFLILHG ZLWK D %LW (UURU 5DWH o%(5o OHVV WKDQ RU HTXDO WR iii [ iiaei ei 7KHUH DUH QR JHQHUDOO\ DFFHSWHG QRLVH PRGHOV IRU 0'6/ V\VWHPVi 3HUIRUPDQFH VLPXODWLRQV XVLQJ $16, 1HDU (QG &URVV 7DON o1(;7o QRLVH PRGHOV LQGLFDWH ZRUVW FDVH SHUIRUPDQFH GHJUDGDWLRQ VKRXOG EH OHVV WKDQ e NIW oiic NPo IURP WKH QRLVHIUHH SHUIRUPDQFHi ei 7KH UDQJH ZLWK (76, VKDSHG QRLVH FRUUHVSRQGV WR D i G% PDUJLQ ZLWK D %(5 OHVV WKDQ RU HTXDO WR iii [ iiaei 7KH SRZHU VSHFWUDO GHQVLW\ IRU (76, VWDQGDUG QRLVH LV GHILQHG LQ (76, (75iee VHFWLRQ cieieiii 7DEOH eaa 0'63 $EVROXWH 0D[LPXP 5DWLQJV 3DUDPHWHU 6XSSO\ YROWDJH oUHIHUHQFH WR JURXQG o ,QSXW YROWDJH n DQ\ LQSXW SLQ &RQWLQXRXV RXWSXW FXUUHQWn DQ\ RXWSXW SLQ 6WRUDJH WHPSHUDWXUH e i e 6\PERO 9&&en 9&&i 76725 &$87,21 0LQ iie iie ce 0D[ ocii 9&&e o iie `ee oiei 8QLWV 9 9 P$ & 2SHUDWLRQV DW WKH OLPLWV VKRZQ PD\ UHVXOW LQ SHUPDQHQW GDPDJH WR WKH 0'6/ 'LJLWDO 7UDQVFHLYHU o0'63oi 1RUPDO RSHUDWLRQ DW WKHVH OLPLWV LV QHLWKHU LPSOLHG QRU JXDUDQWHHG ii 7KH PD[LPXP SRWHQWLDO EHWZHHQ 9&&e DQG 9&&i PXVW QHYHU H[FHHG `iie 9i ei *1'e i9a *1'e i9a *1'i i9i 7DEOH eaa 0'63 5HFRPPHQGHG 2SHUDWLQJ &RQGLWLRQV 3DUDPHWHU '& VXSSO\i 6\PERO 9&&ie 9&&e 9&&e9&&i $PELHQW RSHUDW LQJ WHPSHUDWXUH 6.aeiaeei3( 7$ 0LQ eiae eiaee iiee ei 7\S eii eii 0D[ eiee eiee oiia oae 8QLWV 9 9 9 & ii 7R GHULYH WKLV VXSSO\n D i1eiii oRU HTXLYDOHQWo GLRGH PD\ EH FRQQHFWHG EHWZHHQ 9&&e DQG 9&&i DV VKRZQ LQ )LJXUHV ie DQG iei ei ,I D GLRGH LV XVHGn LW VKRXOG EH VHOHFWHG WR PHHW 9&&i PLQLPXP VSHFLILFDWLRQVi aeiia L1 7HVW 6SHFLILFDWLRQV 7DEOH eia 0'63 '& (OHFWULFDO &KDUDFWHULVWLFV o2YHU 5HFRPPHQGHG 5DQJHo 3DUDPHWHU 6XSSO\ FXUUHQWeaee NESV eii NESV eea NESV aeae NESV ,QSXW ORZ YROWDJH ,QSXW KLJK YROWDJH 2XWSXW ORZ YROWDJH 2XWSXW KLJK YROWDJH ,QSXW OHDNDJH FXUUHQWe 7ULVWDWH OHDNDJH FXUUHQWe ,QSXW FDSDFLWDQFH oLQGLYLGXDO SLQVo /RDG FDSDFLWDQFH o0675B&. RXW SXWo 6\P ,&& 0LQ eii 9&&eiie 7\Si ee ea ce iii ie 0D[ ee ci ai iee iie *1' oiie `ei `ei ie 8QLW P$ 9 9 9 9 $ $ S) S) ,,/ a ei $ ,,+ a ei $ ,2/ a ei $ ,2+ a ei $ i a 9,1 a 9&&e i a 9 a 9&&e 7HVW &RQGLWLRQV 9,/ 9,+ 92/ 92+ ,,/ ,72/ &,1 &/5() ii 7\SLFDO YDOXHV DUH DW ee & DQG DUH IRU GHVLJQ DLG RQO\a QRW JXDUDQWHHG DQG QRW VXEMHFW WR SURGXFWLRQ WHVWLQJi ei $SSOLHV WR SLQV en en iin ien ien icn ian ian een een een ean ein een ee DQG eei $SSOLHV WR SLQV en cn an ien DQG eceen ZKHQ FRQILJXUHG DV LQSXWVi ei $SSOLHV WR SLQV aen an iin ien iaen ein ee DQG eceen ZKHQ WULVWDWHGi 7DEOH eia 0'6/ 'DWD ,QWHUIDFH 7LPLQJ 6SHFLILFDWLRQV o6HH )LJXUH eio 3DUDPHWHU %,7B&. IUHTXHQF\ 0675B&. IUHTXHQF\ 0675B&. IUHTXHQF\ WROHUDQFH o0DVWHU 0RGHo 6/$9(B&. IUHTXHQF\ WROHUDQFH o6ODYH 0RGHo %,7B&. SXOVH ZLGWK KLJK eaee NESV eii NESV eea NESV aeae NESV 7UDQVLWLRQ WLPH RQ DQ\ GLJLWDO RXWSXWe 7UDQVLWLRQ WLPH RQ DQ\ GLJLWDO LQSXW 7'$7$n 7)3 VHWXS WLPH WR %,7B&. ULVLQJ HGJH 7'$7$n 7)3 KROG WLPH IURP %,7B&. ULVLQJ HGJH 5'$7$n 5)3n 5'$7$B67 GHOD\ IURP %,7B&. IDOOLQJ HGJH e 6\PERO I%,7B&/. I5()&/. WRO5&/. WRO6/$9(B&. W,3: 0LQ eaee eieee ee ee iii iii i 7\Si i i iiaei iieei iiaei iicea e 0D[ aeae ieieee oee oee ii ee iei 8QLW N+] 0+] SSP SSP V W72 W7, W768 W7+ W7' QV QV QV QV QV ii 7\SLFDO YDOXHV DUH DW ee & DQG DUH IRU GHVLJQ DLG RQO\a QRW JXDUDQWHHG DQG QRW VXEMHFW WR SURGXFWLRQ WHVWLQJi ei 6/$9(B&. PXVW PHHW WKLV WROHUDQFH DERXW D IUHTXHQF\ RI ic WLPHV WKH %,7B&. IUHTXHQF\ LQ VODYH PRGHi ei 0HDVXUHG ZLWK ie S) ORDGi L1 aeiia 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW )LJXUH eia 0'6/ 'DWD ,QWHUIDFH 7LPLQJ $o 1RQ5HSHDWHU 0RGH i I %,7B&. W ,3: %,7B&. W7+ 7'$7$n 7)3 W7' 5$7$n 5)3n 5'$7$B67 W72 W768 W7, 92+ 92/ 9,+ 9,/ 92+ 92/ %o 5HSHDWHU 0RGH 7)3 i 9,+ 9,/ I %,7B&. W,3: W7)3: W7),5 W7, %,7B&. W7+ 7'$7$ W7' 5$7$n 5)3n 5'$7$B67 W72 W768 W7+ 92+ 92/ 9,+ 9,/ 92+ 92/ &o 5HSHDWHU 0RGH 0675B&. 9,+ 9,/ 7)3 9,+ 9,/ W7685 aeiei L1 7HVW 6SHFLILFDWLRQV 7DEOH eea 0'63i0LFURSURFHVVRU ,QWHUIDFH 7LPLQJ 6SHFLILFDWLRQV o6HH )LJXUHV ia / iao 3DUDPHWHU RESET SXOVH ZLGWK /RZ RESET WR INT FOHDU oii N UHVLVWRU IURP INT WR 9&&eo RESET WR GDWD WULVWDWH RQ 'iae CHIPSEL SXOVH ZLGWK /RZ CHIPSEL /RZ WR GDWD DFWLYH RQ 'iae CHIPSEL +LJK WR GDWD WULVWDWH RQ 'iae READ SXOVH ZLGWK /RZ READ /RZ WR GDWD DFWLYH READ +LJK WR GDWD WULVWDWH $GGUHVV WR 9DOLG 'DWD $GGUHVV VHWXS WR WRITE ULVLQJ HGJH $GGUHVV KROG IURP WRITE ULVLQJ HGJH WRITE SXOVH ZLGWK /RZ 'DWD VHWXS WR WRITE ULVLQJ HGJH 'DWD KROG IURP WRITE ULVLQJ HGJH READ +LJK WR INT FOHDU ZKHQ UHDGLQJ UHJLVWHU 5'i 6\PERO W53:/ W,17+ W'7+= W&63:/ W&'/= W&'+= W563:/ W5'/= W5'+= W35' W$68: W$+: W:3:/ W'68: W'+: W,175 0LQ iii eii iii ei ii iii ei ii 7\S 0D[ e eii iii ai ai ai ai ai eii 8QLW V QV QV QV QV QV QV QV QV QV QV QV QV QV QV QV ii 7LPLQJ IRU DOO RXWSXWV DVVXPHV D PD[LPXP ORDG RI ei S)i ei |$GGUHVV UHIHUV WR LQSXW VLJQDOV CHIPSELn $in $in $en DQG $ei |'DWD UHIHUV WR ,i2 VLJQDOV 'in 'in 'en 'en 'en 'en 'cn DQG 'aei 7DEOH eea *HQHUDO 6\VWHP DQG +DUGZDUH 0RGH 7LPLQJ 3DUDPHWHU 7KURXJKSXW GHOD\ 7'$7$ WR 77,3i75,1* eaee NESV eii NESV eea NESV aeae NESV 57,13i55,1* WR 5'$7$ eaee NESV eii NESV eea NESV aeae NESV +DUGZDUH 0RGH |$&75(4 LQSXW WUDQVLWLRQDO SXOVH ZLGWK o+LJK RU /RZo |48,(7 WUDQVLWLRQDO SXOVH ZLGWK o+LJKWR/RZo 0LQ e e 7\Si eaie eiii ieie iiie iee iie aeaic eeic 0D[ ecia eeii iaia ieie eic iei iic aee 8QLW V V V V ii 7\SLFDO YDOXHV DUH DW ee & DQG DUH IRU GHVLJQ DLG RQO\a QRW JXDUDQWHHG DQG QRW VXEMHFW WR SURGXFWLRQ WHVWLQJi L1 aeiei 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW )LJXUH eea 5(6(7 DQG ,17(55837 7LPLQJ o3 &RQWURO 0RGHo $o 5HVHW 7LPLQJ tRPWL VIH VIL RESET tINTH VOH INT VOL tDTHZ D<0:7> (Output) %o ,QWHUUXSW 7LPLQJ VIH VIL VOH VOL READ CHIPSEL VIH VIL ADDR<0:3> VIH VIL t INTR VOH INT VOL aeiee L1 7HVW 6SHFLILFDWLRQV )LJXUH eea 3DUDOOHO 'DWD &KDQQHO 7LPLQJ $o &KLS 6HOHFW 7LPLQJ W&63:/ 9,+ 9,/ &+,36(/ o5($' io W&'/= W&'+= 'aiaae! o2XWSXWo 92+ 92/ %o 'DWD 5HDG 7LPLQJ VIH VIL CHIPSEL $''5aiae! tRSPWL VIH READ (WRITE = 1) VIL tRDLZ 'aiaae! (Output) tPRD tRDHZ VOH VOL &o 'DWD :ULWH 7LPLQJ tASUW CHIPSEL $''5aiae! tAHW tWPWL WRITE (READ = 1) VIL VIH tTI VIH VIL tDSUW 'aiaae! (Input) tDHW VIH VIL L1 aeiee 6.aeiaeeii6.aeiaeei 0XOWL5DWH '6/ 'DWD 3XPS &KLS 6HW 127(6 aeiee L1 |
Price & Availability of SK70720
 |
|
|
|
|
All Rights Reserved © IC-ON-LINE 2003 - 2022 |
| [Add Bookmark] [Contact Us] [Link exchange] [Privacy policy] |
|
Mirror Sites : [www.datasheet.hk]
[www.maxim4u.com] [www.ic-on-line.cn]
[www.ic-on-line.com] [www.ic-on-line.net]
[www.alldatasheet.com.cn]
[www.gdcy.com]
[www.gdcy.net] |